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Survival Analysis and Causal Inference

Survival Analysis and Causal Inference
Author: Denise Rava
Publisher:
Total Pages: 329
Release: 2021
Genre:
ISBN:

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In chapter 1 we study explained variation under the additive hazards regression model for right-censored data. We consider different approaches for developing such a measure, and focus on one that estimates the proportion of variation in the failure time explained by the covariates. We study the properties of the measure both analytically, and through extensive simulations. We apply the measure to a well-known survival dataset as well as the linked surveillance, epidemiology, and end results-Medicare database for prediction of mortality in early stage prostate cancer patients using high-dimensional claims codes. In chapter 2 we propose a new flexible method for survival prediction: DeepHazard, a neural network for time-varying risks. Prognostic models in survival analysis are aimed at understanding the relationship between patients' covariates and the distribution of survival time. Traditionally, semiparametric models, such as the Cox model, have been assumed. These often rely on strong proportionality assumptions of the hazard that might be violated in practice. Moreover, they do not often include covariates' information updated over time. Our approach is tailored for a wide range of continuous hazards forms, with the only restriction of being additive in time. A flexible implementation, allowing different optimization methods, along with any norm penalty, is developed. Numerical examples illustrate that our approach outperforms existing state-of-the-art methodology in terms of predictive capability evaluated through the C-index metric. The same is revealed on the popular real datasets as METABRIC, GBSG, ACTG and PBC. In chapter 3 we consider the conditional treatment effect for competing risks data in observational studies. While it is described as a constant difference between the hazard functions given the covariates, we do not assume the additive hazards model in order to adjust for the covariates. We derive the efficient score for the treatment effect using modern semiparametric theory, as well as two doubly robust scores with respect to both the assumed propensity score for treatment and the censoring model, and the outcome models for the competing risks. We provide the asymptotic distributions of the estimators when the two sets of working models are both correct, or when only one of them is correct. We study the inference based on these estimators using simulation. The estimators are applied to the data from a cohort of Japanese men in Hawaii followed since 1960s in order to study the effect of midlife drinking behavior on late life cognitive outcomes. In chapter 4 we consider doubly robust estimation of the causal hazard ratio in observational studies. The treatment effect of interest, described as the constant ratio between the hazard functions of thetwo potential outcomes, is parametrized by the Marginal Structural Cox Model. Under the assumption of no unmeasured confounders, causal methods, as Cox-IPW, have been developed for estimation of the treatment effect of interest. However no doubly robust methods have been proposed under the Marginal Structural Cox model. We develop an AIPW estimator for this popular model that is both model and rate-doubly robust with respect to the treatment assignment model and the conditional outcome model. The proposed estimator is applied to the data from a cohort of Japanese men in Hawaii followed since 1960s in order to study the effect of mid-life alcohol exposure on overall death.


Statistical Inference

Statistical Inference
Author: Andrew Ying
Publisher:
Total Pages: 223
Release: 2020
Genre:
ISBN:

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In Chapter 1, we consider the problem of detecting a sparse mixture as studied by Ingster (1997) and Donoho and Jin (2004). We consider a wide array of base distributions. In particular, we study the situation when the base distribution has polynomial tails, a situation that has not received much attention in the literature. Perhaps surprisingly, we find that in the context of such a power-law distribution, the higher criticism does not achieve the detection boundary. However, the scan statistic does. In Chapter 2, we derive the large-sample distribution of several variants of the scan statistic applied to a point process on an interval, which can be applied to detect the presence of an anomalous interval with any length. The main ingredients in the proof are Kolmogorov's theorem, a Poisson approximation, and recent technical results by [KW14]. In Chapter 3, we consider causal inference in survival analysis in the presence of unmeasured confounders. Instrumental variable is an essential tool for addressing unmeasured confounding in observational studies. Two stage predictor substitution (2SPS) estimator and two stage residual inclusion(2SRI) are two commonly used approaches in applying instrumental variables. Recently 2SPS was studied under the additive hazards model in the presence of competing risks of time-to-events data, where linearity was assumed for the relationship between the treatment and the instrument variable. This assumption may not be the most appropriate when we have binary treatments. We consider the 2SRI estimator under the additive hazards model for general survival data and in the presence of competing risks, which allows generalized linear models for the relation between the treatment and the instrumental variable. We derive the asymptotic properties including a closed-form asymptotic variance estimate for the 2SRI estimator. We carry out numerical studies in finite samples, and apply our methodology to the linked Surveillance, Epidemiology and End Results (SEER)-Medicare database comparing radical prostatectomy versus conservative treatment in early-stage prostate cancer patients. In Chapter 4, we investigate the causal effects of etanercept (trade name Enbrel) on birth defects, a pharmaceutical that treats autoimmune diseases and recently went through the US FDA revised labeling for use in pregnancy, as the proportion of liveborn infants with major birth defects was higher for women exposed to etanercept compared to diseased etanercept unexposed women. An outstanding problem, which was not addressed in the data analysis leading up to the FDA relabeling, is the missing birth defect outcomes due to spontaneous abortion since, in accepted standard practice an infant or a fetus is assumed not to be malformed unless a defect is found. This led to likely bias (and missing not at random) because, according to the theory of "terathanasia", a defected fetus is more likely to be spontaneously aborted. In addition, the previous analysis stratified on live birth against spontaneous abortion, which was itself a post-exposure variable showing higher rate of spontaneous abortion in the unexposed women, hence did not lead to causal interpretation of the stratified results. We aim to estimate and provide inference for the causal parameters of scientific interest, including the principal effects, making use of the missing data mechanism informed by terathanasia. During the process we also deal with complications in the data including left truncation, observational nature, and rare events. We report our findings which not only provide a more in-depth analysis than previously done on etanercept, but also shed light on how similar studies on causal effects of medication (or vaccine, other substances etc.) during pregnancy may be analyzed.


Causal Inference

Causal Inference
Author: Miquel A. Hernan
Publisher: CRC Press
Total Pages: 352
Release: 2019-07-07
Genre: Medical
ISBN: 9781420076165

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The application of causal inference methods is growing exponentially in fields that deal with observational data. Written by pioneers in the field, this practical book presents an authoritative yet accessible overview of the methods and applications of causal inference. With a wide range of detailed, worked examples using real epidemiologic data as well as software for replicating the analyses, the text provides a thorough introduction to the basics of the theory for non-time-varying treatments and the generalization to complex longitudinal data.


Survival Analysis: State of the Art

Survival Analysis: State of the Art
Author: John P. Klein
Publisher: Springer Science & Business Media
Total Pages: 446
Release: 2013-03-09
Genre: Mathematics
ISBN: 9401579830

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Survival analysis is a highly active area of research with applications spanning the physical, engineering, biological, and social sciences. In addition to statisticians and biostatisticians, researchers in this area include epidemiologists, reliability engineers, demographers and economists. The economists survival analysis by the name of duration analysis and the analysis of transition data. We attempted to bring together leading researchers, with a common interest in developing methodology in survival analysis, at the NATO Advanced Research Workshop. The research works collected in this volume are based on the presentations at the Workshop. Analysis of survival experiments is complicated by issues of censoring, where only partial observation of an individual's life length is available and left truncation, where individuals enter the study group if their life lengths exceed a given threshold time. Application of the theory of counting processes to survival analysis, as developed by the Scandinavian School, has allowed for substantial advances in the procedures for analyzing such experiments. The increased use of computer intensive solutions to inference problems in survival analysis~ in both the classical and Bayesian settings, is also evident throughout the volume. Several areas of research have received special attention in the volume.


Likelihood Method for Randomized Time-To-Event Studies with All-Or-None Compliance

Likelihood Method for Randomized Time-To-Event Studies with All-Or-None Compliance
Author: Zhaojing Gong
Publisher:
Total Pages: 160
Release: 2017-04-28
Genre:
ISBN: 9783668438637

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Research Paper (postgraduate) from the year 2009 in the subject Statistics, grade: A, University of Canterbury (Department of Mathematics and Statistics), course: Statistics, language: English, abstract: Estimating causal effects in clinical trials often suffers from treatment non-compliance and missing outcomes. In time-to-event studies, it is more complicated because of censoring, the mechanism of which may be non-ignorable. While new estimators have recently been proposed to account for non-compliance and missing outcomes, few papers have specifically considered time-to-event outcomes, where even the intention-to-treat (ITT) estimator is potentially biased for estimating causal effects of assigned treatment. In this paper we develop a likelihood based method for randomized clinical trials (RCTs) with non-compliance for time-to-event data and adapt the EM algorithm according to derive the maximum likelihood estimators (MLEs). In addition, we give formulations of the average causal effect (ACE) and compliers average causal effect (CACE) to suit survival analysis. To illustrate the likelihood-based method (EM algorithm), a breast cancer trial data was re-analysed using a model, which assumes that the failure times and censored times both follow Weibull and Lognormal distributions, respectively (termed the NIGN-WW model and NIGN-LL model).


Targeted Learning in Data Science

Targeted Learning in Data Science
Author: Mark J. van der Laan
Publisher: Springer
Total Pages: 655
Release: 2018-03-28
Genre: Mathematics
ISBN: 3319653040

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This textbook for graduate students in statistics, data science, and public health deals with the practical challenges that come with big, complex, and dynamic data. It presents a scientific roadmap to translate real-world data science applications into formal statistical estimation problems by using the general template of targeted maximum likelihood estimators. These targeted machine learning algorithms estimate quantities of interest while still providing valid inference. Targeted learning methods within data science area critical component for solving scientific problems in the modern age. The techniques can answer complex questions including optimal rules for assigning treatment based on longitudinal data with time-dependent confounding, as well as other estimands in dependent data structures, such as networks. Included in Targeted Learning in Data Science are demonstrations with soft ware packages and real data sets that present a case that targeted learning is crucial for the next generation of statisticians and data scientists. Th is book is a sequel to the first textbook on machine learning for causal inference, Targeted Learning, published in 2011. Mark van der Laan, PhD, is Jiann-Ping Hsu/Karl E. Peace Professor of Biostatistics and Statistics at UC Berkeley. His research interests include statistical methods in genomics, survival analysis, censored data, machine learning, semiparametric models, causal inference, and targeted learning. Dr. van der Laan received the 2004 Mortimer Spiegelman Award, the 2005 Van Dantzig Award, the 2005 COPSS Snedecor Award, the 2005 COPSS Presidential Award, and has graduated over 40 PhD students in biostatistics and statistics. Sherri Rose, PhD, is Associate Professor of Health Care Policy (Biostatistics) at Harvard Medical School. Her work is centered on developing and integrating innovative statistical approaches to advance human health. Dr. Rose’s methodological research focuses on nonparametric machine learning for causal inference and prediction. She co-leads the Health Policy Data Science Lab and currently serves as an associate editor for the Journal of the American Statistical Association and Biostatistics.


Causal Inference for Competing Risks and Semi-competing Risks Data

Causal Inference for Competing Risks and Semi-competing Risks Data
Author: Yiran Zhang
Publisher:
Total Pages: 135
Release: 2022
Genre:
ISBN:

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In this dissertation, we utilize the novel statistical methods for obtaining causal effect under competing risks and semi-competing risks data in survival analysis. This dissertation is comprised of three main settings. In the first setting, we aim to assess the causal effect of mid-life alcohol exposure to the late life cognitive score which is related to Alzheimer's disease (AD) using a large scale longitudinal data. We applied the marginal structural model (MSM) with inverse probability weighted (IPW) to adjust for time-varying confounding. We found that there is a significant decline in cognitive scores among heavy drinkers compared always light drinker. However, since the cognitive scores also changes over time, learning the relationship of alcohol exposure and time to cognitive impairment is also worth to explore. In the second setting, we are interested in mid-life alcohol exposure to late life time to cognitive impairment which is also related to AD. Under this setting, as people are in their late-life stage, death prevents us from observing cognitive impairment. In survival analysis, death is considering as competing event. To estimate the causal effect of point treatment to time to event with the existence of competing event, we applied the MSM Cox proportional hazards model with IPW. Since hazard ratio is hard to interpret in medical research, we proposed predicted risk contrasts formula under the MSM Cox model. Observing the trend that people die quickly after experiencing cognitive impairment, in the third settings, we proposed a MSM illness-death to assess the causal effect for alcohol exposure to time to cognitive impairment, death and death after cognitive impairment. We considered two specific such models, the usual Markov illness-death structural model and the general Markov illness-death structural model which incorporates a frailty term. For interpretation purposes, risk contrasts under the structural models are defined. To accommodate the possibility of misspecification of propensity score model, we also derived the augmented IPW estimator under MSM illness-death usual Markov model.


Causal Inference in Statistics, Social, and Biomedical Sciences

Causal Inference in Statistics, Social, and Biomedical Sciences
Author: Guido W. Imbens
Publisher: Cambridge University Press
Total Pages: 647
Release: 2015-04-06
Genre: Business & Economics
ISBN: 0521885884

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This text presents statistical methods for studying causal effects and discusses how readers can assess such effects in simple randomized experiments.


Randomization in Clinical Trials

Randomization in Clinical Trials
Author: William F. Rosenberger
Publisher: John Wiley & Sons
Total Pages: 284
Release: 2015-11-23
Genre: Mathematics
ISBN: 1118742249

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Praise for the First Edition “All medical statisticians involved in clinical trials should read this book...” - Controlled Clinical Trials Featuring a unique combination of the applied aspects of randomization in clinical trials with a nonparametric approach to inference, Randomization in Clinical Trials: Theory and Practice, Second Edition is the go-to guide for biostatisticians and pharmaceutical industry statisticians. Randomization in Clinical Trials: Theory and Practice, Second Edition features: Discussions on current philosophies, controversies, and new developments in the increasingly important role of randomization techniques in clinical trials A new chapter on covariate-adaptive randomization, including minimization techniques and inference New developments in restricted randomization and an increased focus on computation of randomization tests as opposed to the asymptotic theory of randomization tests Plenty of problem sets, theoretical exercises, and short computer simulations using SAS® to facilitate classroom teaching, simplify the mathematics, and ease readers’ understanding Randomization in Clinical Trials: Theory and Practice, Second Edition is an excellent reference for researchers as well as applied statisticians and biostatisticians. The Second Edition is also an ideal textbook for upper-undergraduate and graduate-level courses in biostatistics and applied statistics. William F. Rosenberger, PhD, is University Professor and Chairman of the Department of Statistics at George Mason University. He is a Fellow of the American Statistical Association and the Institute of Mathematical Statistics, and author of over 80 refereed journal articles, as well as The Theory of Response-Adaptive Randomization in Clinical Trials, also published by Wiley. John M. Lachin, ScD, is Research Professor in the Department of Epidemiology and Biostatistics as well as in the Department of Statistics at The George Washington University. A Fellow of the American Statistical Association and the Society for Clinical Trials, Dr. Lachin is actively involved in coordinating center activities for clinical trials of diabetes. He is the author of Biostatistical Methods: The Assessment of Relative Risks, Second Edition, also published by Wiley.