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Stock Exchange Regulation

Stock Exchange Regulation
Author: United States. Congress. House. Committee on Interstate and Foreign Commerce
Publisher:
Total Pages: 1106
Release: 1934
Genre: Stock exchanges
ISBN:

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International Securities Regulation

International Securities Regulation
Author: Robert C. Rosen
Publisher:
Total Pages: 0
Release: 1986
Genre: International finance
ISBN: 9780379208252

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Definitive and comprehensive, International Securities Regulation is the first treatise on international securities with translations of laws and regulations of 30 jurisdictions entirely in English. This seven-volume set encompasses the complete range of securities topics, including legal systems, securities regulatory schemes, descriptions of public securities markets, and discussions of those regulations regarding substantive securities matters. Lawyers, regulators, and professionals with first-hand, day-to-day experience have written commentary for each jurisdiction. Commentary focuses on each country's legal system, public securities markets, security regulations and implementations, and recent trends and developments.


International Securities Law and Regulation

International Securities Law and Regulation
Author: Dennis Campbell
Publisher: BRILL
Total Pages: 296
Release: 2021-09-13
Genre: Law
ISBN: 9004479538

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With this valuable text securities lawyers from the world's major trading nations offer valuable insights into the workings and legal underpinnings of global securities markets. They examine listing requirements for various stock exchanges and markets, the globalization of mutual funds, the impact of offshore funds, Internet and public offerings, planning and distribution of private securities, requirements for public offerings, disclosure and compliance requirements across international markets, and a great deal more. Published under the Transnational Publishers imprint.


Stock Exchange Regulation

Stock Exchange Regulation
Author: United States. Congress. Senate. Interstate and Foreign Commerce Committee
Publisher:
Total Pages: 972
Release: 1934
Genre:
ISBN:

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Regulation of the Stock Exchange

Regulation of the Stock Exchange
Author: United States. Congress. Senate. Committee on Banking and Currency
Publisher:
Total Pages: 958
Release: 1914
Genre: New York stock exchange. [from old catalog]
ISBN:

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International Securities Regulation

International Securities Regulation
Author: Robert Charles Rosen
Publisher: Oxford University Press, USA
Total Pages: 0
Release: 1992
Genre: Securities
ISBN: 9780379208276

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L This set acts as an instant-access guide to all of the pertinent information concerning the rules and regulations of the world's 49 major stock exchanges. Each chapter provides thebreadth of information needed to confidently research, list, and trade securities worldwide. Each stock exchange includes an expansive commentary, a list of key contacts and chief officers, the types of instruments traded, tax and capital gains information, and much more. This set is an asset not only for the legal practitioner but also for executives, fund managers, and other securities industry professionals.


Stock Market Study

Stock Market Study
Author: United States. Congress. Senate. Committee on Banking and Currency
Publisher:
Total Pages: 726
Release: 1955
Genre: Securities
ISBN:

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Fundamentals of Securities Regulation

Fundamentals of Securities Regulation
Author: Louis Loss
Publisher: Aspen Publishers Online
Total Pages: 1646
Release: 1988
Genre: Securities
ISBN: 073554199X

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The Law of Securities Regulation

The Law of Securities Regulation
Author: Thomas Lee Hazen
Publisher: West Academic Publishing
Total Pages: 986
Release: 2006
Genre: Business & Economics
ISBN:

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The Fifth Edition of Professors Hazen's Hornbook has been revised to reflect the SEC's offering reform introduced in late 2005 and also recent Supreme Court developments. Professor Hazen's Hornbook now is totally up to date. The Revised Fifth Edition is a comprehensive secondary source for any course in Securities Regulation. Coverage includes definition of ?security,? registration and disclosure obligations under the Securities Act of 1933, exemptions from registration, reporting obligations under the Securities Exchange Act of 1934, the proxy rules, tender offer regulation, civil liabilities. The book also focuses on broker-dealer regulation, market regulation, and the administrative role of the Securities and Exchange Commission. The book also covers the securities law issues such as the proxy rules and insider trading that are covered in basic courses on corporations and business associations. In addition, the Investment Company Act and Investment Advisers Act are also covered making the book suitable for advanced courses in securities regulation as well. The Hornbook contains footnotes to resources that will aid students in further research and also is organized in the same manner as the six volume Practitioner's edition in order to facilitate easy cross reference.