Securities Regulation Cases And Analysis PDF Download
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Author | : Stephen Jung Choi |
Publisher | : |
Total Pages | : 0 |
Release | : 2015 |
Genre | : Securities |
ISBN | : 9781609304195 |
Download Securities Regulation Book in PDF, ePub and Kindle
This casebook offers a clear and concise introduction to the economics and regulation of securities markets, with a single-minded focus on disclosure and the economics of disclosure. It is concise, easy to read, and student friendly. The chapters are organized around motivating hypotheticals which illustrate the various issues relating to each chapter's topic. These hypotheticals make it easier for the students to follow the material. In addition, they are a useful teaching device allowing students to grapple with issues that they are likely to face as corporate lawyers. The supporting materials for the book also provide role-playing and prospectus-drafting exercises to involve students in learning tedious securities materials (i.e., prospectuses). This casebook attempts to make securities regulation easy to teach and understand. It is shorter and more comprehensible than other casebooks. It is focused on the important principles students will need to understand to be effective corporate lawyers. The book avoids policy debates and instead focuses on understanding the rules as they are. It contains tables and charts to organize complicated material, along with a comprehensive set of PowerPoint slides for presenting the material. This casebook focuses on the Securities Exchange Act of 1934 first, then the 1933 Act. The Sarbanes-Oxley and Dodd Frank Acts are also covered. The Fourth Edition has been updated to reflect changes made by the Jumpstart Our Business Startups Act (JOBS Act), including public company status and private placements. The Fourth Edition also includes significant recent Rule 10b-5 cases, such as Halliburton II, and insider trading cases (Newman).
Author | : James D. Cox |
Publisher | : |
Total Pages | : 194 |
Release | : 2006 |
Genre | : Business & Economics |
ISBN | : |
Download Securities Regulation Book in PDF, ePub and Kindle
Covers the Offering Rules, the sweeping reforms for the public offering of securities adopted by the SEC in June 2005. This work includes the Dura Pharmaceuticals decision, with note material examining the full implications; examines the developments regarding forward looking statements and the significant Supreme Court decision; and more.
Author | : Alan R. Palmiter |
Publisher | : |
Total Pages | : 564 |
Release | : 2005 |
Genre | : Business & Economics |
ISBN | : |
Download Securities Regulation Book in PDF, ePub and Kindle
Students depend on Securities Regulation: Examples & Explanations because it gives them what they need: - coverage of key concepts, such as public offerings, exemptions from registration, liability in securities offerings, materiality, definition of security, securities fraud, insider trading, SEC enforcement, and cross-border regulation - Examples and Explanations approach that reinforces learning by combining textual material with well-written examples, questions, and explanations - assistance in navigating a complex subject, beginning with clear delineations of the basic concepts of securities regulation and then applying the concepts in specific areas - numerous examples drawn from newsworthy events - content corresponds to the topics in the leading casebooks - sound and logical organization moves from major themes to specifics - clear and straightforward writing style The Third Edition keeps pace with developments in the law: - Sarbanes-Oxley Act with comprehensive overview and developments, including new problems - new SEC rules on expanded risk disclosure, company certifications, and lawyer up the ladder reporting - new material on IPO abuses: spinning, flipping, gun-jumping - new NYSE and NASDAQ rules on corporate governance listing standards and stock analysts - new and updated cases - new and revised examples
Author | : Stuart Banner |
Publisher | : Cambridge University Press |
Total Pages | : 342 |
Release | : 2002-08-22 |
Genre | : Business & Economics |
ISBN | : 9780521521130 |
Download Anglo-American Securities Regulation Book in PDF, ePub and Kindle
A history of the law governing the earliest stock markets in England and the United States.
Author | : Marc I. Steinberg |
Publisher | : LexisNexis/Matthew Bender |
Total Pages | : 554 |
Release | : 2007 |
Genre | : Business & Economics |
ISBN | : |
Download Understanding Securities Law Book in PDF, ePub and Kindle
Author | : Louis Loss |
Publisher | : Aspen Publishers |
Total Pages | : 820 |
Release | : 2009 |
Genre | : Business & Economics |
ISBN | : |
Download Securities Regulation Book in PDF, ePub and Kindle
"The universally acknowledged work Securities Regulation is of immense day-to-day value to the practitioner. The authors' analysis of all relevant statutes plus thousands of cases, SEC administrative decisions and letters definitively clarifies such questions as: When does a note fall within the definition of a "security" How have the courts altered the express civil liability provisions of the federal securities laws? Can the SEC impose additional ten-day suspensions on trading without notice? Does scienter include reckless as well as intentional conduct? And countless others, so that you're almost sure to find coverage of the "small point" on which your case may turn."--Publisher's website.
Author | : Stephen Choi |
Publisher | : Foundation Press |
Total Pages | : 0 |
Release | : 2016-07-27 |
Genre | : Securities |
ISBN | : 9781634606851 |
Download Securities Regulation Statutory Supplement Book in PDF, ePub and Kindle
This statutory supplement includes the most widely referenced statutory sections, rules, and forms, from the Securities Act of 1933, the Securities Exchange Act of 1934, the Sarbanes-Oxley Act and changes from the JOBS Act.
Author | : John C. Coffee |
Publisher | : |
Total Pages | : 1704 |
Release | : 2003 |
Genre | : Business & Economics |
ISBN | : |
Download Securities Regulation Book in PDF, ePub and Kindle
This casebook provides detailed information on securities regulation. The casebook provides the tools for fast, on-point study of the law of securities regulation. Part of the University Casebook Series®, it includes selected cases designed to illustrate the development of a body of law on a particular subject. Text and explanatory materials designed for law study accompany the cases.
Author | : Marc I. Steinberg |
Publisher | : Oxford University Press |
Total Pages | : 361 |
Release | : 2021 |
Genre | : Law |
ISBN | : 0197583148 |
Download Rethinking Securities Law Book in PDF, ePub and Kindle
"This book focuses on a very timely and important subject that merit s comprehensive analysis: "rethinking" the securities laws, with particular emphasis on the Securities Act and Securities Exchange Act. The system of securities regulation that prevails today in the United States is one that has been formed through piecemeal federal legislation, Securities and Exchange Commission (SEC) in vocation of its administrative authority, and self-regulatory episodic action. As a consequence, the presence of consistent and logical regulation all too often is lacking. In both transactional and litigation settings, with frequency, mandates apply that are erratic and antithetical to sound public policy. Over four decades ago, the American Law Institute (ALI) adopted the ALI Federal Securities Code. The Code has not been enacted by Congress and its prospects are dim. Since that time, no treatise, monograph, or other source comprehensively has focused on this meritorious subject. The objective of this book is to identify the deficiencies that exist under the current regimen, address their failings, provide recommendations for rectifying these deficiencies, and set forth a thorough analysis for remediation in order to prescribe a consistent and sound securities law framework. By undertaking this challenge, the book provides an original and valuable resource for effectuating necessary law reform that should prove beneficial to the integrity of the U.S. capital markets, effective and fair government and private enforcement, and the enhancement of investor protection"--
Author | : Patrick D. Dolan |
Publisher | : Law Journal Press |
Total Pages | : 1220 |
Release | : 2000 |
Genre | : Business & Economics |
ISBN | : 9781588520913 |
Download Securitizations Book in PDF, ePub and Kindle
Written by over two dozen experts with hands-on experience, this timely and insightful work explains the benefits--and risks--of securitization, the legal tax, accounting, and other issues involved.