Securities Law Handbook
Author | : Harold S. Bloomenthal |
Publisher | : |
Total Pages | : 1965 |
Release | : 1998 |
Genre | : |
ISBN | : 9780876329115 |
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Author | : Harold S. Bloomenthal |
Publisher | : |
Total Pages | : 1965 |
Release | : 1998 |
Genre | : |
ISBN | : 9780876329115 |
Author | : |
Publisher | : |
Total Pages | : |
Release | : 2003 |
Genre | : |
ISBN | : |
Author | : Jerry W. Markham |
Publisher | : Edward Elgar Publishing |
Total Pages | : 563 |
Release | : 2014-07-31 |
Genre | : Business & Economics |
ISBN | : 1782540075 |
This fascinating Handbook provides a clear explanation of the securities market regulation regime in the United States. A diverse set of contributors offer a comprehensive overview of the regulatory process, Dodd-Frank, the principal securities statute
Author | : Thomas Lee Hazen |
Publisher | : American Bar Association |
Total Pages | : 0 |
Release | : 2011 |
Genre | : Law |
ISBN | : 9781616320973 |
The book is designed to provide an understanding of the federal securities laws; emphasizing those areas of the law that are likely to be confronted in a general or corporate practice, while giving some coverage to market regulation, broker-dealers, and the regulation of investment companies and investment advisers.
Author | : Thomas Lee Hazen |
Publisher | : West Group Publishing |
Total Pages | : 1194 |
Release | : 2002 |
Genre | : Business & Economics |
ISBN | : |
"This Hornbook is aimed primarily at law students. It is a substantial abridgement of my four-volume Treatise on the law of securities regulation"--P. ix.
Author | : Marcus Best |
Publisher | : |
Total Pages | : 0 |
Release | : 2015 |
Genre | : Effectenhandel |
ISBN | : 9789041154422 |
Numerous changes, large and small, in securities laws and regulations in many jurisdictions necessitate periodic new editions of this unique and much-relied-upon source of information for global investors. In this fourth edition, the goal is again to provide a comprehensive, reliable and up-to-date guide to the relevant issues encountered in the issue and offering of cross-border securities in the most significant financial markets. Since its first edition, the ‘International Securities Law Handbook’ has answered the need for a user-friendly source of information covering the most significant jurisdictions. Now fully updated and with first-time contributions from Chile, Colombia, Italy, Poland, Russia and Thailand, this invaluable reference presents the key elements of securities law and regulations in 39 jurisdictions. Country chapters, each written by a local expert in securities law, appear alphabetically. Each jurisdiction is presented in a consistent format, covering the topics most relevant to overseas investors and their advisers, so that information on specific issues can be easily found and compared from country to country.
Author | : Marc I. Steinberg |
Publisher | : Oxford University Press |
Total Pages | : 361 |
Release | : 2021 |
Genre | : Law |
ISBN | : 0197583148 |
"This book focuses on a very timely and important subject that merit s comprehensive analysis: "rethinking" the securities laws, with particular emphasis on the Securities Act and Securities Exchange Act. The system of securities regulation that prevails today in the United States is one that has been formed through piecemeal federal legislation, Securities and Exchange Commission (SEC) in vocation of its administrative authority, and self-regulatory episodic action. As a consequence, the presence of consistent and logical regulation all too often is lacking. In both transactional and litigation settings, with frequency, mandates apply that are erratic and antithetical to sound public policy. Over four decades ago, the American Law Institute (ALI) adopted the ALI Federal Securities Code. The Code has not been enacted by Congress and its prospects are dim. Since that time, no treatise, monograph, or other source comprehensively has focused on this meritorious subject. The objective of this book is to identify the deficiencies that exist under the current regimen, address their failings, provide recommendations for rectifying these deficiencies, and set forth a thorough analysis for remediation in order to prescribe a consistent and sound securities law framework. By undertaking this challenge, the book provides an original and valuable resource for effectuating necessary law reform that should prove beneficial to the integrity of the U.S. capital markets, effective and fair government and private enforcement, and the enhancement of investor protection"--
Author | : William A. Kelley |
Publisher | : ALI-ABA |
Total Pages | : 254 |
Release | : 1998 |
Genre | : Business & Economics |
ISBN | : 9780831807894 |
Author | : Marvin G. Pickholz |
Publisher | : |
Total Pages | : |
Release | : |
Genre | : Securities fraud |
ISBN | : 9780876329719 |
Author | : Gaurav Pingle |
Publisher | : Bloomsbury Publishing |
Total Pages | : 644 |
Release | : 2021-06-10 |
Genre | : Law |
ISBN | : 9354351158 |
About the Book 'Securities Law' is not independent topic in itself and to understand the subject, the student or professional should be aware of some basic and important corporate law concepts e.g. company, types of companies (private company / public company), members /shareholders, shares, debentures, voting rights, listing of shares, prospectus, stock exchange, rights and obligations of shareholders and directors, etc. Handbook on Securities Laws cover these concepts in detail along with discussion on every section/clause of some important legislations like SEBI Act, 1992, Depositories Act, 1996 and Securities (Contract) Regulation Act, 1956. Wherever necessary, reference to the relevant provisions of the Companies Act and Rules, Rules and Regulations made under respective Acts and also SEBI's Annual Report has been given. Some of the key points and issues like powers of SEBI, penalty and adjudication under SEBI Act, UPSI and its materiality, etc. are discussed in the light of latest judgments of the Court or Tribunals.