Regulation Of Investment Companies PDF Download
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Author | : Tamar Frankel |
Publisher | : Wolters Kluwer |
Total Pages | : 4826 |
Release | : 2015-09-16 |
Genre | : Law |
ISBN | : 145487063X |
Download Regulation of Money Managers Book in PDF, ePub and Kindle
The Regulation of Money Managers (with the original subtitle: The Investment Company Act and The Investment Advisers Act) was published in 1978 and 1980. The Second Edition, subtitled Mutual Funds and Advisers, was published in 2001 and has been annually updated since then. It is a comprehensive and exhaustive treatise on investment management regulation. The treatise covers federal and state statutes, their legislative history, common law, judicial decisions, rules and regulations of the Securities and Exchange Commission, staff reports, and other publications dealing with investment advisers and investment companies. The treatise touches on other financial institutions such as banks, insurance companies, and pension funds. The work also discusses the economic, business, and theoretical aspects of the investment management industry and their effects on the law and on policy. The treatise contains detailed analysis of the history and development of the Investment Company Act and the Investment Advisers Act. It examines the definitions in the Acts, including the concept of ‘‘investment adviser,’’ ‘‘affiliates,’’ and ‘‘interested persons.’’ It outlines the duties of investment company directors, the independent directors, and other fiduciaries of investment companies. The treatise deals with the SEC’s enforcement powers and private parties’ rights of action.
Author | : United States. Securities and Exchange Commission. Division of Investment Management |
Publisher | : |
Total Pages | : 586 |
Release | : 1992 |
Genre | : Investments |
ISBN | : |
Download Protecting Investors Book in PDF, ePub and Kindle
Author | : Susan A. Johnston |
Publisher | : Warren Gorham & Lamont |
Total Pages | : |
Release | : 1999-01-01 |
Genre | : Mutual funds |
ISBN | : 9780791337639 |
Download Taxation of Regulated Investment Companies and Their Shareholders Book in PDF, ePub and Kindle
Author | : United States. Securities and Exchange Commission. Division of Investment Management |
Publisher | : Securities and Exchange Commission |
Total Pages | : 580 |
Release | : 1992 |
Genre | : Business & Economics |
ISBN | : |
Download Protecting Investors Book in PDF, ePub and Kindle
Author | : Thomas P. Lemke |
Publisher | : |
Total Pages | : |
Release | : 1997-03-06 |
Genre | : Law |
ISBN | : 9780820520056 |
Download Regulation of Investment Companies Book in PDF, ePub and Kindle
The price quoted for the work covers one year's worth of service. The upkeep price for the work is $147.00 (updated with revisions).
Author | : United States |
Publisher | : |
Total Pages | : 88 |
Release | : 1940 |
Genre | : |
ISBN | : |
Download An Act to Provide for the Registration and Regulation of Investment Companies and Investment Advisers Book in PDF, ePub and Kindle
Author | : United States |
Publisher | : |
Total Pages | : 48 |
Release | : 1959 |
Genre | : Investment advisors |
ISBN | : |
Download Investment Company Act of 1940, as Amended August 10, 1954, Public No. 768, 76th Congress, H.R. 10065 Book in PDF, ePub and Kindle
Author | : United States. Securities and Exchange Commission |
Publisher | : |
Total Pages | : 56 |
Release | : 1941 |
Genre | : Investments |
ISBN | : |
Download General Rules and Regulations Under the Investment Company Act of 1940 Book in PDF, ePub and Kindle
Author | : Thomas P. Lemke |
Publisher | : |
Total Pages | : |
Release | : |
Genre | : Mutual funds |
ISBN | : 9781579115722 |
Download Regulation of Investment Companies Book in PDF, ePub and Kindle
Author | : Joseph A. Franco |
Publisher | : |
Total Pages | : 684 |
Release | : 2019-03-13 |
Genre | : |
ISBN | : 9781611637175 |
Download Investment Management Regulation Book in PDF, ePub and Kindle