Regulation Of Derivative Financial Instruments PDF Download
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Author | : Ronald H. Filler |
Publisher | : |
Total Pages | : 0 |
Release | : 2014 |
Genre | : Derivative securities |
ISBN | : 9780314289704 |
Download Regulation of Derivative Financial Instruments Book in PDF, ePub and Kindle
As a result of the Dodd-Frank Act Wall Street Reform and Consumer Protection Act of 2010, derivatives regulation has become a hot topic on Wall Street and is, therefore, of much interest to law firms with financial institutions as clients. An increasing number of classes on this subject are being taught at law schools around the country, but, to date, there has been no casebook on the subject. This casebook explores the regulation of swaps, futures and options by the Commodity Futures Trading Commission and the Securities and Exchange Commission. It examines the regulatory history of derivative instruments and traces the development of modern market structures while addressing the role of the exchanges, the clearinghouses, and market participants, such as futures commission merchants, swap dealers, and hedge funds that act as commodity pool operators. Structured in a traditional format, this casebook uses cases to teach students important points of law and industry practices needed to understand the role played by derivative instruments in modern finance. The cases are accompanied by commentary from the authors expanding on the points raised in the cases.
Author | : Jerry W. Markham |
Publisher | : |
Total Pages | : 0 |
Release | : 2010 |
Genre | : |
ISBN | : |
Download 'Confederate Bonds,' 'General Custer,' and the Regulation of Derivative Financial Instruments Book in PDF, ePub and Kindle
The phenomenal growth of derivative financial instruments has sparked a near revolution in finance. These instruments take many forms and come in literally hundreds of varieties. Some, such as commodity futures and options, are heavily regulated when they are traded on organized exchanges. Other derivatives, particularly those traded over-the-counter, are subject to little regulation. Included on the list of unregulated derivatives are swap transactions. The swaps market alone is equal in size to the regulated markets with which it competes. The lack of regulation over such a large financial market and the losses suffered by some large firms in recent months has raised concerns that regulation may be needed. Numerous private and governmental studies have suggested improvements in balance sheet disclosures and some additional regulatory monitoring. Few of these reports advocate any stringent regulatory controls or even a unified regulatory approach. Yet, all seem to recognize that these instruments can pose a serious threat to the world's financial systems. This article will explore the growth and development of unregulated over-the counter derivative financial instruments and it will suggest a methodology for imposing a regulatory system over these still untested instruments. The first part of this article explores the history and background of derivative instruments, and it reviews the considerations that led Congress to regulate many forms of these products. The second part of the article turns to the growth of the new unregulated financial instruments and describes some of the regulatory concerns they have raised. The article then focuses on the regulatory approaches that have been considered to date, some of which are as complicated as the instruments they seek to regulate. Finally, the article proposes a regulatory program that will guard against undue exposure from derivative transactions without unduly restricting the growth and operation of this very important financial market.
Author | : Alan N. Rechtschaffen |
Publisher | : Oxford University Press, USA |
Total Pages | : 513 |
Release | : 2019 |
Genre | : Capital market |
ISBN | : 0190879637 |
Download Capital Markets, Derivatives, and the Law Book in PDF, ePub and Kindle
Dramatic failures in individual markets and institutions sparked a global financial crisis that resulted in political, social, and economic unrest. In the United States, a host of legislative acts have completely reshaped the regulatory landscape. Capital Markets, Derivatives and the Law: Positivity and Preparation investigates the impact of the financial crisis on capital markets and regulation. With an emphasis on the structure and the workings of financial instruments, it considers market evolution after the crisis and the impact of Central Bank policy. In doing so, it provides the reader with the tools to recognize vulnerabilities in capital market trading activities. This edition serves as an essential guide to better understand the legal and business considerations of capital market participation. With useful definitions, case law examples, and expert insight into structures, regulation, and litigation strategies, Capital Markets, Derivatives and the Law: Positivity and Preparation offers readers invaluable tools to make prudent, well-informed decisions.
Author | : Gary E. Kalbaugh |
Publisher | : |
Total Pages | : 698 |
Release | : 2018-05-27 |
Genre | : |
ISBN | : 9781531004156 |
Download Derivatives Law and Regulation Book in PDF, ePub and Kindle
Author | : Robert J. Schwartz |
Publisher | : John Wiley & Sons |
Total Pages | : 766 |
Release | : 1997-05-23 |
Genre | : Business & Economics |
ISBN | : 9780471157656 |
Download Derivatives Handbook Book in PDF, ePub and Kindle
Der schlechte Ruf der Derivative gründet sich auf Mißbrauch und das hohe Risiko, das mit diesem oft exotisch wirkenden Finanzinstrument verbunden ist. Sie wollen sich unvoreingenommen, besser informieren? Anhand signifikanter Fallstudien führt dieses Buch Sie unter anderem in Techniken des Risikomanagement und Kontrollstrukturen ein.
Author | : Alan N. Rechtschaffen |
Publisher | : Oxford University Press |
Total Pages | : 383 |
Release | : 2009 |
Genre | : Business & Economics |
ISBN | : 0195339088 |
Download Capital Markets, Derivatives and the Law Book in PDF, ePub and Kindle
President Obama recently called for a new financial regulation system in the United States. In order to understand the intricacies of new regulation, individuals must have a strong foundation in how capital markets function as well as how financial instruments and derivatives work. Capital Markets, Derivatives, and the Law provides readers with the foundation necessary to make informed, well-reasoned decisions about capital market participation, derivative utilization, and adherence to existing and future regulations. This publication is an essential guide for attorneys and business professionals looking for an accessible resource to better understand the legal and business considerations of capital markets and derivatives transactions. This book offers expert insight into how derivatives work. The author also explores the structures of derivatives as well as how they are regulated and litigated. In the complex world of the current capital market upheaval, this book provides useful definitions, case law examples, and insight into structures, regulation, and litigation strategies.
Author | : United States. Congress. House. Committee on Energy and Commerce. Subcommittee on Telecommunications and Finance |
Publisher | : |
Total Pages | : 146 |
Release | : 1994 |
Genre | : Derivative securities |
ISBN | : |
Download Derivative Financial Markets Book in PDF, ePub and Kindle
Author | : James Hamilton |
Publisher | : Commerce Clearing House |
Total Pages | : 722 |
Release | : 1998 |
Genre | : Business & Economics |
ISBN | : |
Download A Guide to Federal Regulation of Derivatives Book in PDF, ePub and Kindle
Author | : Rasiah Gengarathan |
Publisher | : Springer |
Total Pages | : 272 |
Release | : 2001-03 |
Genre | : Law |
ISBN | : |
Download Derivatives Law and Regulation Book in PDF, ePub and Kindle
This book provides a straightforward and up-to-date analysis of the wide range of issues surrounding the use of derivatives in common law countries. It is the only work of its kind that focuses on derivatives law and regulation in Australia, New Zealand, Singapore, Malaysia and Hong Kong. Topics covered include: the nature of derivatives key legal issues standard market documentation derivatives regulation recent market developments regulatory reform This work will be of significant interest to bankers, lawyers, regulators and academics wanting to gain a better understanding of this complex subject.
Author | : Jack Clark Francis |
Publisher | : John Wiley & Sons |
Total Pages | : 742 |
Release | : 1999-11-08 |
Genre | : Business & Economics |
ISBN | : 9780471326038 |
Download The Handbook of Equity Derivatives Book in PDF, ePub and Kindle
Aktienderivate gehören zu den populärsten Derivatprodukten, die von institutionellen Anlegern gehandelt werden. Ein Aktienderivat ist ein Future oder eine Option auf Aktien oder Aktienindices. Zu den traditionellen Aktienderivaten gehören Optionsscheine, Optionen, Futures und Aktienindexfutures. Das "Handbook of Equity" ist eine vollständige und umfassende Überarbeitung des ersten und einzigen Buches zu diesem Thema. Herausgegeben von führenden Köpfen der Branche - darunter Nobelpreisträger Fischer Black, John Braddock und Mark Rubenstein - enthält es wichtige neue Informationen zu Aktienindexfutures und -optionen und erweitert die mathematische Diskussion um das Black & Scholes-Modell. (11/99)