Prudent Practices for Investment Advisors
Author | : fi360 |
Publisher | : |
Total Pages | : |
Release | : 2013-04-01 |
Genre | : Business & Economics |
ISBN | : 9780989049009 |
Download Prudent Practices for Investment Advisors Book in PDF, ePub and Kindle
Are you looking for read ebook online? Search for your book and save it on your Kindle device, PC, phones or tablets. Download Prudent Practices For Investment Advisors PDF full book. Access full book title Prudent Practices For Investment Advisors.
Author | : fi360 |
Publisher | : |
Total Pages | : |
Release | : 2013-04-01 |
Genre | : Business & Economics |
ISBN | : 9780989049009 |
Author | : Fiduciary360 |
Publisher | : |
Total Pages | : 80 |
Release | : 2006-01-01 |
Genre | : Investment advisor-client relationships |
ISBN | : 9780978796617 |
This book defines a prudent investment process for Investment Advisors--professionals who provide comprehensive and continuous investment advice including financial advisors, broker-consultants, investment consultants, wealth managers, financial consultants, trust officers, and financial planners.
Author | : Fiduciary360 |
Publisher | : |
Total Pages | : |
Release | : 2006-01-01 |
Genre | : |
ISBN | : 9780978796631 |
Author | : Fiduciary360 |
Publisher | : |
Total Pages | : 56 |
Release | : 2006 |
Genre | : Investment advisors |
ISBN | : 9780978796600 |
This book details a prudent investment process for Investment Stewards--persons who have the legal responsibility for managing someone else's money, including trustees and investment committee members. It is used in conjunction with Fiduciary360's training programs in fiduciary responsibility.
Author | : |
Publisher | : |
Total Pages | : 40 |
Release | : 2006 |
Genre | : Investment advisors |
ISBN | : |
Author | : Fiduciary360 |
Publisher | : |
Total Pages | : |
Release | : 2006-01-01 |
Genre | : |
ISBN | : 9780978796662 |
A questionnaire based on the Prudent Practices for Investment Advisors handbook. Used to analyze how well an organization meets a defined global fiduciary standard of excellence.
Author | : |
Publisher | : |
Total Pages | : 116 |
Release | : 2006 |
Genre | : Investment advisors |
ISBN | : |
Author | : |
Publisher | : |
Total Pages | : 60 |
Release | : 2008 |
Genre | : Investment advisors |
ISBN | : |
Author | : Fiduciary360 |
Publisher | : |
Total Pages | : |
Release | : 2006-01-01 |
Genre | : |
ISBN | : 9780978796686 |
A questionnaire based on the Prudent Practices for Investment Stewards and Investment Advisors handbook. Used to analyze how well Stewards and Advisors meet a defined global fiduciary standard of excellence.
Author | : Tim Hatton |
Publisher | : Bloomberg Press |
Total Pages | : 192 |
Release | : 2005-05-01 |
Genre | : Business & Economics |
ISBN | : 1576601838 |
Financial advisers, trustees, and plan sponsors—in fact, anyone who provides investment advice—may be held to a fiduciary standard of care for the financial well-being of their clients, beneficiaries, or employees. Accountants, attorneys, and wealth managers all need to know about these responsibilities. But what, exactly, is meant by the term fiduciary standard? What must advisers do to be sure their procedures meet legal and ethical standards? This book identifies the 27 Prudent Practices, organized under the Five Steps, that were developed by the Foundation for Fiduciary Studies—measures that professionals can take to demonstrate that they accept, understand, and are fulfilling the role of a fiduciary. Financial advisers and others offering investment advice will add meaningful value to their practice and show tangible evidence of what sets them apart from the pack. Attorneys, CPAs, and others serving as trustees will possess the knowledge to determine whether or not their clients’ investment portfolios are being managed appropriately. Plan sponsors will know what to look for in selecting investment consultants and in giving employees the disclosures and information they need. The most far-reaching trend in the financial-advisory business today is the move toward a fiduciary standard of care. This book establishes for the industry a credible investment-decision process that will meet the growing expectations of investors and regulators for integrity, transparency, and disclosure of fees and conflicts that affect their returns.