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Performance Funding for Higher Education: What Are the Mechanisms? What Are the Impacts?

Performance Funding for Higher Education: What Are the Mechanisms? What Are the Impacts?
Author: Kevin J. Dougherty
Publisher: John Wiley & Sons
Total Pages: 145
Release: 2013-06-19
Genre: Education
ISBN: 1118754271

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After first appearing in 1979 in Tennessee, performance funding for higher education went on to be adopted by another 26 states. This monograph reviews research on a multitude of states to address these questions: • What impacts does performance funding have on institutional practices and, ultimately, student outcomes? • What obstacles and unintended effects do performance funding encounter? This monograph finds considerable impacts on institutional practices, weak impacts on student outcomes, substantial obstacles, and sizable unintended impacts. Given this, the monograph closes with a discussion of the implications for future research and for public policymaking on performance funding. This is the 2nd issue of the 39th volume of the Jossey-Bass series ASHE Higher Education Report. Each monograph is the definitive analysis of a tough higher education issue, based on thorough research of pertinent literature and institutional experiences. Topics are identified by a national survey. Noted practitioners and scholars are then commissioned to write the reports, with experts providing critical reviews of each manuscript before publication.


Performance Funding for Higher Education

Performance Funding for Higher Education
Author: Kevin J. Dougherty
Publisher: JHU Press
Total Pages: 276
Release: 2016-10-04
Genre: Education
ISBN: 142142083X

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Ultimately, the authors recommend that states create new ways of helping colleges with many at-risk students, define performance indicators and measures better tailored to institutional missions, and improve the capacity of colleges to engage in organizational learning.


The European Higher Education Area

The European Higher Education Area
Author: Adrian Curaj
Publisher: Springer
Total Pages: 906
Release: 2015-10-12
Genre: Education
ISBN: 3319208772

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Bridging the gap between higher education research and policy making was always a challenge, but the recent calls for more evidence-based policies have opened a window of unprecedented opportunity for researchers to bring more contributions to shaping the future of the European Higher Education Area (EHEA). Encouraged by the success of the 2011 first edition, Romania and Armenia have organised a 2nd edition of the Future of Higher Education – Bologna Process Researchers’ Conference (FOHE-BPRC) in November 2014, with the support of the Italian Presidency of the European Union and as part of the official EHEA agenda. Reuniting over 170 researchers from more than 30 countries, the event was a forum to debate the trends and challenges faced by higher education today and look at the future of European cooperation in higher education. The research volumes offer unique insights regarding the state of affairs of European higher education and research, as well as forward-looking policy proposals. More than 50 articles focus on essential themes in higher education: Internationalization of higher education; Financing and governance; Excellence and the diversification of missions; Teaching, learning and student engagement; Equity and the social dimension of higher education; Education, research and innovation; Quality assurance, The impacts of the Bologna Process on the EHEA and beyond and Evidence-based policies in higher education. "The Bologna process was launched at a time of great optimism about the future of the European project – to which, of course, the reform of higher education across the continent has made a major contribution. Today, for the present, that optimism has faded as economic troubles have accumulated in the Euro-zone, political tensions have been increased on issues such as immigration and armed conflict has broken out in Ukraine. There is clearly a risk that, against this troubled background, the Bologna process itself may falter. There are already signs that it has been downgraded in some countries with evidence of political withdrawal. All the more reason for the voice of higher education researchers to be heard. Since the first conference they have established themselves as powerful stakeholders in the development of the EHEA, who are helping to maintain the momentum of the Bologna process. Their pivotal role has been strengthened by the second Bucharest conference." Peter Scott, Institute of Education, London (General Rapporteur of the FOHE-BPRC first edition)


Positioning Higher Education Institutions

Positioning Higher Education Institutions
Author: Rosalind M. O. Pritchard
Publisher: Springer
Total Pages: 278
Release: 2016-09-26
Genre: Education
ISBN: 9463006605

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Higher education is of growing public and political importance for society and the economy. Globalisation is transforming it from a local and national concern into one of international significance. In order to fulfil societal, governmental and business sector needs, many universities are aiming to (re-)position themselves. The book initially considers their “compass”. They aspire to transformational planning, mission and strategy in which social justice is important, people are not treated as mere means to an end, and traditional moral positions are respected. This transformational urge is sometimes vitiated by blunt demands of new public management that overlook universities’ potential for serving the public good. The volume then addresses universities’ success in meeting their targets. Often the challenge in evaluation is the need to reconcile tensions, for example between structure and pastoral care of students; institutional competition and collaboration; roles of academics and administrators; performance-based funding versus increased differentiation. Measurement is supposed to provide discipline, align institutional and state policy, and provide a vital impetus for change. Yet many of these measurement instruments are not fully fit for purpose. They do not take sufficient account of institutional missions, either of “old” or of specialist universities; and sophisticated measurement of the student experience requires massive resources. Change and positioning have become increasingly key elements of a complex but heterogeneous sector requiring new services and upgraded instruments.


The Impacts of State Performance Funding Systems on Higher Education Institutions

The Impacts of State Performance Funding Systems on Higher Education Institutions
Author: Kevin J. Dougherty
Publisher:
Total Pages: 68
Release: 2011
Genre:
ISBN:

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Over the past three decades policymakers have been seeking new ways to secure improved performance from higher education institutions. One popular approach has been performance funding, which involves use of a formula to tie funding to institutional performance on specified indicators. This report reviews findings from studies on performance funding programs in a multitude of states. The studies suggest that tying funding to outputs has immediate impacts on colleges in the form of changes in funding, greater awareness by institutions of state priorities and of their own institutional performance, and increased status competition among institutions. Because of these immediate impacts, performance funding produces intermediate institutional changes in the form of greater use of data in institutional planning and policymaking and in changes in academic and student service policies and practices that promise to improve student outcomes. However, claims that performance funding does indeed increase ultimate outcomes--in the form of improved rates of retention, completion of developmental education, and graduation--are not validated by solid data. In the face of this finding, this report identifies obstacles to the effective functioning of performance funding, as well as unintended impacts. The report closes by providing recommendations for overcoming the many obstacles to the effective functioning of performance funding and addressing the unintended impacts documented by the studies reviewed. (Contains 40 footnotes.).


Performance-based Funding for Public Research in Tertiary Education Institutions Workshop Proceedings

Performance-based Funding for Public Research in Tertiary Education Institutions Workshop Proceedings
Author: OECD
Publisher: OECD Publishing
Total Pages: 191
Release: 2010-12-01
Genre:
ISBN: 926409461X

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This book takes stock of current thinking and practice around performance-based funding of public research in tertiary education institutions, as a tool to help governments meet their research goals.


Financing Public Universities

Financing Public Universities
Author: Marcel Herbst
Publisher: Springer Science & Business Media
Total Pages: 246
Release: 2007-05-16
Genre: Education
ISBN: 1402055609

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This crucial book addresses newer practices of resource allocation which tie university funding to indicators of performance. It covers the evolvement of mass higher education and the associated curtailment of funding, the public management reform debate within which performance-based budgeting or funding evolved, and sketches alternative governance and management modes which can be used instead. Four appendices cover more technical matters.


The Renaissance of Performance Funding for Higher Education

The Renaissance of Performance Funding for Higher Education
Author: Amy Y. Li
Publisher:
Total Pages: 157
Release: 2016
Genre:
ISBN:

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This dissertation examines performance funding for higher education, an increasingly prevalent state policy that allocates funding to public colleges and universities based on student outcomes. In three distinct studies with individual datasets and a mixed-methods approach, this dissertation first uncovers whether policy diffusion mechanisms, political influences, and philanthropic foundation involvement contribute to the spread of performance funding. Policy redesign and micro-level campus practices are investigated, with focus on faculty incentives and data usage to improve retention of underrepresented students and in the STEM fields. Lastly, special incentives for greater STEM degree completion are analyzed to determine whether on a macro-level, STEM degrees have increased as a result of performance funding. This dissertation additionally offers implications for policy and practice regarding the role of performance funding in advancing the national college completion agenda.


The Politics of Performance Funding for Higher Education

The Politics of Performance Funding for Higher Education
Author: Kevin J. Dougherty
Publisher: JHU Press
Total Pages: 272
Release: 2015-05-15
Genre: Education
ISBN: 1421416905

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"One of the striking ways in which state governments have pursued better performance in public higher education is through the use of performance funding. Performance funding involves tying state support directly to institutional performance on specific outcomes such as rates of graduation and job placement. The principal rationale for performance funding has been that the introduction of market-like forces will prod institutions to become more efficient, delivering "more bang for the buck." Kevin Dougherty, an expert on state performance funding, finds its development puzzling. First, despite the great interest in it, only half the states have ever adopted performance funding for higher education. Moreover, of the states that did adopt performance funding, over half later dropped it. Finally, in the states that have retained performance funding over a long period of time, their programs have undergone considerable changes in the amount of state funding they devote to performance funding and in the content of the indicators they use to allocate that funding. In spite of this, performance funding continues to attract interest as a way of improving educational outcomes. This book, based on an extensive ten-state study, aims to shed light on the social and political factors affecting the origins, evolution, and demise of these programs"--


The Politics of Performance Funding for Higher Education

The Politics of Performance Funding for Higher Education
Author: Kevin J. Dougherty
Publisher: JHU Press
Total Pages: 272
Release: 2015-05-15
Genre: Education
ISBN: 1421416913

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The first nation-wide analysis of the politics of performance funding in higher education. Performance funding ties state support of colleges and universities directly to institutional performance on specific outcomes, including retention, number of credits accrued, graduation, and job placement. The theory is that introducing market-like forces will prod institutions to become more efficient and effective. In The Politics of Performance Funding for Higher Education, Kevin J. Dougherty and Rebecca S. Natow explore the sometimes puzzling evolution of this mode of funding higher education. Drawing on an eight-state study of performance funding in Florida, Illinois, Indiana, Missouri, Ohio, South Carolina, Tennessee, and Washington, Dougherty and Natow shed light on the social and political factors affecting the origins, evolution, and demise of these programs. Their findings uncover patterns of frequent adoption, discontinuation, and re-adoption. Of the thirty-six states that have ever adopted performance funding, two-thirds discontinued it, although many of those later re-adopted it. Even when performance funding programs persist over time, they can undergo considerable changes in both the amount of state funding and in the indicators used to allocate funding. Yet performance funding continues to attract interest from federal and state officials, state policy associations, and major foundations as a way of improving educational outcomes. The authors explore the various forces, actors, and motives behind the adoption, discontinuation, and transformation of performance funding programs. They compare U.S. programs to international models, and they gauge the likely future of performance funding, given the volatility of the political forces driving it. Aimed at educators, sociologists, political scientists, and policy makers, this book will be hailed as the definitive assessment of the origins and evolution of performance funding.