Penalizing Insider Trading PDF Download
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Author | : William K. S. Wang |
Publisher | : Aspen Publishers |
Total Pages | : 1288 |
Release | : 1996 |
Genre | : Business & Economics |
ISBN | : |
Download Insider Trading Book in PDF, ePub and Kindle
Here, at last, is a clear, practical guide on what's legal and what isn't in insider trading. It's the only book that gives you everything you need to: Identify every potential source of insider trading liability -- Deter inadvertent violations with an effective compliance program -- Raise powerful defenses to government and private actions, formations, and transactions. With comprehensive, up-to-date coverage and analysis of such significant aspects as government enforcement, which private plaintiffs can sue, and transnational transactions, you'll find more information -- and more readily usable strategy -- than in any other source on the subject. In one convenient volume, Insider Trading shows you all the ways to avoid liability exposure under all applicable law, including: The Supreme Court case, United States v. O'Hagan -- Federal mail and wire fraud statutes -- Section 10(b) and Section 16(b) -- Bilateral treaties and SEC memoranda with 21 foreign jurisdictions -- Transnational transactions -- State law pitfalls.
Author | : Carole B. Silver |
Publisher | : |
Total Pages | : 66 |
Release | : 1985 |
Genre | : Corporation law |
ISBN | : |
Download Penalizing Insider Trading Book in PDF, ePub and Kindle
Author | : Gil Brazier |
Publisher | : Routledge |
Total Pages | : 311 |
Release | : 1996 |
Genre | : Law |
ISBN | : 1874241023 |
Download Insider Dealing Book in PDF, ePub and Kindle
Insider dealing is rarely out of the news for long these days. At regular intervals, there are Press reports of unusual price movements or trading in the shares of companies which may or may not be doing well or be keen to acquire other companies or to avoid being taken over themselves. It is usually said that the matter is being investigated 'by the authorities' and that may be the last of it that is heard. But what happens and who may be involved? This book attempts to answer those and other related questions. Concentrating of the restatement of insider dealing law contained in the Criminal Justice Act 1993, it outlines the overall law and practice governing the regulation of the criminal office of insider dealing and of certain other 'securities' market offences in the UK. It places the relevant legislation into the context of securities law as a whole. The historical background is explained as is the way in which 'securities' business is effected in the 'City' and how it is presently regulated. It is therefore hoped that this book may be of use to legal and compliance practitioners, to regulators and also to those otherwise studying or teaching 'securities' law, whether at university or college or in respect of a relevant professional or securities industry examination.
Author | : C. Edward Fletcher |
Publisher | : |
Total Pages | : 658 |
Release | : 1991 |
Genre | : Insider trading in securities |
ISBN | : |
Download Materials on the Law of Insider Trading Book in PDF, ePub and Kindle
Author | : Janet Austin |
Publisher | : Edward Elgar Publishing |
Total Pages | : 286 |
Release | : 2017-12-29 |
Genre | : Insider trading in securities |
ISBN | : 1786436426 |
Download Insider Trading and Market Manipulation Book in PDF, ePub and Kindle
This book explores how the globalization of securities markets has affected market manipulation and insider trading. It delves into the responses of securities regulators, discussing new regulations designed to deter such misconduct, as well as they ways in which detection, investigation and prosecution techniques are adapting to tackle insider trading and market manipulation that crosses international boundaries.
Author | : Ralph C. Ferrara |
Publisher | : Law Journal Press |
Total Pages | : 960 |
Release | : 2023-11-28 |
Genre | : Business & Economics |
ISBN | : 9781588520692 |
Download Ferrara on Insider Trading and the Wall Book in PDF, ePub and Kindle
The authors analyze the impact of the Dodd-Frank Wall Street Reform and Consumer Protection Act, the Sarbanes-Oxley Act and SEC regulations regarding selective disclosure and insider trading.
Author | : William H. Painter |
Publisher | : MICHIE |
Total Pages | : 654 |
Release | : 1968 |
Genre | : Insider trading in securities |
ISBN | : |
Download Federal Regulation of Insider Trading Book in PDF, ePub and Kindle
Author | : Klaus J. Hopt |
Publisher | : Springer |
Total Pages | : 40 |
Release | : 1996-02-27 |
Genre | : Business & Economics |
ISBN | : |
Download Insider Regulation and Timely Disclosure Book in PDF, ePub and Kindle
The general problems regarding the timely topic of regulation of insider dealing and timely disclosure of new facts are discussed in a comparative fashion in this lecture in the light of the EC Directive of 13 November 1989 And The German Securities Exchange Act. In particular, attention is given to efforts to harmonize German law with the EC Directive.
Author | : Hamid Arshadi |
Publisher | : Springer Science & Business Media |
Total Pages | : 171 |
Release | : 2012-12-06 |
Genre | : Business & Economics |
ISBN | : 1461532442 |
Download The Law and Finance of Corporate Insider Trading: Theory and Evidence Book in PDF, ePub and Kindle
A thorough analysis of insider trading requires the integration of law and finance, and this book presents a theoretical and empirical examination of insider trading by incorporating a synthesis of securities law with that of financial theory. The book begins with a conceptual framework that explores the theoretical roles of markets, firms and publicly held corporations, including a discussion of corporate governance to determine both who may have access to nonpublic information, and their legal rights and responsibilities. The book then examines different aspects of the securities laws, including the Securities Act of 1933, the Securities Exchange Act of 1934, and a critique of the SEC disclosure rules and their ramifications for market efficiency. This is followed by a detailed chronology of insider trading regulations enacted in the U.S. since 1934 and an overview of the existing empirical literature on insider trading. Empirical evidence is presented on insider trading activities and the merit of anti-insider trading laws is evaluated on theoretical arguments and recent empirical developments. The authors conclude by arguing that insider trading laws and enforcement activities have failed and propose the decriminalization of insider trading.
Author | : Stephen M. Bainbridge |
Publisher | : Edward Elgar Publishing |
Total Pages | : 498 |
Release | : 2013-01-01 |
Genre | : Business & Economics |
ISBN | : 0857931857 |
Download Research Handbook on Insider Trading Book in PDF, ePub and Kindle
In most capital markets, insider trading is the most common violation of securities law. It is also the most well known, inspiring countless movie plots and attracting scholars with a broad range of backgrounds and interests, from pure legal doctrine to empirical analysis to complex economic theory. This volume brings together original cutting-edge research in these and other areas written by leading experts in insider trading law and economics. The Handbook begins with a section devoted to legal issues surrounding the USÕs ban on insider trading, which is one of the oldest and most energetically enforced in the world. Using this section as a foundation, contributors go on to discuss several specific court cases as well as important developments in empirical research on the subject. The Handbook concludes with a section devoted to international perspectives, providing insight into insider trading laws in China, Japan, Australia, New Zealand, the United Kingdom and the European Union. This timely and comprehensive volume will appeal to students and professors of law and economics, as well as scholars, researchers and practitioners with an interest in insider trading.