Mutual Funds Assessment Of Regulatory Reforms To Improve The Management And Sale Of Mutual Funds PDF Download
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Author | : |
Publisher | : DIANE Publishing |
Total Pages | : 32 |
Release | : |
Genre | : |
ISBN | : 1428937528 |
Download Mutual funds assessment of regulatory reforms to improve the management and sale of mutual funds Book in PDF, ePub and Kindle
Author | : United States Government Accountability Office |
Publisher | : Createspace Independent Publishing Platform |
Total Pages | : 32 |
Release | : 2017-10-21 |
Genre | : |
ISBN | : 9781978454750 |
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Mutual Funds: Assessment of Regulatory Reforms to Improve the Management and Sale of Mutual Funds
Author | : |
Publisher | : |
Total Pages | : |
Release | : 2004 |
Genre | : |
ISBN | : |
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Author | : David Michael Walker |
Publisher | : |
Total Pages | : |
Release | : 2004 |
Genre | : Mutual funds |
ISBN | : |
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Author | : United States Government Accountability Office |
Publisher | : Createspace Independent Publishing Platform |
Total Pages | : 32 |
Release | : 2018-01-28 |
Genre | : |
ISBN | : 9781984263117 |
Download Gao-04-533t Mutual Funds Book in PDF, ePub and Kindle
GAO-04-533T Mutual Funds: Assessment of Regulatory Reforms to Improve the Management and Sale of Mutual Funds
Author | : United States. Congress. House. Committee on Financial Services. Subcommittee on Capital Markets, Insurance, and Government Sponsored Enterprises |
Publisher | : |
Total Pages | : 120 |
Release | : 2005 |
Genre | : Business & Economics |
ISBN | : |
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Author | : William Baumol |
Publisher | : Springer Science & Business Media |
Total Pages | : 250 |
Release | : 2012-12-06 |
Genre | : Business & Economics |
ISBN | : 9400921853 |
Download The Economics of Mutual Fund Markets: Competition Versus Regulation Book in PDF, ePub and Kindle
The original impetus for this research was provided several years ago by a request to assist Counsel for Fidelity Management and Research Corporation in analyzing the mutual fund industry, with particular emphasis on money market mutual funds. We were asked to focus our efforts on the mechanism by which the advisory fees of mutual funds are determined. This request arose out of litigation that challenged the level of advisory fees charged to the shareholders of the Fidelity Cash Reserve Fund. Subsequently, we were asked to provide similar assistance to Counsel for T. Rowe Price Associates regarding the fees charged to shareholders of their Prime Reserve Fund. 1940, advisers of Under the Investment Company Act of mutual funds have a fiduciary duty with respect to the level of fees they may charge a fund's shareholders. Since the passage of the Investment Company Act, there have been numerous lawsuits brought by shareholders alleging that advisory fees were excessive. In these lawsuits, the courts have failed to provide a set of standards for determining when such fees are excessive. Instead, they have relied on arbitrary and frequently ill-defined criteria for jUdging the reasonableness of fees. This failure to apply economic-based tests for evaluating the fee structure of mutual funds provided the motivation for the present book, which undertakes a comprehensive analysis of the economics of the mutual fund industry.
Author | : Coates, IV (John C.) |
Publisher | : |
Total Pages | : 79 |
Release | : 2009 |
Genre | : |
ISBN | : |
Download Reforming the Taxation and Regulation of Mutual Funds Book in PDF, ePub and Kindle
Most Americans invest through mutual funds. A comparison of US tax and securities law governing mutual funds with laws governing other collective investments, in both the US and in the EU, shows: (a) the US fund industry continues to be the world leader, but now lags domestic and foreign competitors, primarily because of US tax and securities law; (b) mutual funds are taxed less favorably and regulated more extensively in the US than direct investments or other collective investments, including alternatives available only to wealthy investors; (c) the structure of US regulation - numerous proscriptive bright-line rules written nearly 70 years ago, subject to SEC exemptions - makes success of US mutual funds dependent on the resources, responsiveness and flexibility of the SEC; (d) while the high-level formal framework for mutual funds in the EU is as or more restrictive and inflexible in most respects than the Investment Company Act, competitive pressures in the EU constrain supervisors in EU countries to be more flexible in adopting implementing regulations, and EU regulators have greater resources and are more responsive than the SEC, which could achieve the same flexibility and responsiveness through exemptive orders but has been unwilling or unable to do so in a timely fashion. The paper discusses a number of reforms to improve the treatment of middle class investments, including improvements in mutual fund taxation, ways to enhance the flexibility and resources of US fund regulators, modifications of the existing ban on asymmetric advisor compensation and the exclusion of foreign funds, and unjustified disparities in the treatment of mutual funds and mutual fund substitutes.
Author | : United States. Securities and Exchange Commission |
Publisher | : |
Total Pages | : 974 |
Release | : 1967 |
Genre | : Mutual funds |
ISBN | : |
Download Investment Company Act Release Book in PDF, ePub and Kindle
Author | : Mr.Andre Santos |
Publisher | : International Monetary Fund |
Total Pages | : 43 |
Release | : 2012-09-11 |
Genre | : Business & Economics |
ISBN | : 147551008X |
Download Estimating the Costs of Financial Regulation Book in PDF, ePub and Kindle
Staff Discussion Notes showcase the latest policy-related analysis and research being developed by individual IMF staff and are published to elicit comment and to further debate. These papers are generally brief and written in nontechnical language, and so are aimed at a broad audience interested in economic policy issues. This Web-only series replaced Staff Position Notes in January 2011.