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| Author | : Gerardus Blokdyk |
| Publisher | : |
| Total Pages | : 0 |
| Release | : 2018 |
| Genre | : Electronic books |
| ISBN | : 9780655111368 |
Legal governance, risk management, and compliance The Ultimate Step-By-Step Guide.
| Author | : Gerardus Blokdyk |
| Publisher | : 5starcooks |
| Total Pages | : 130 |
| Release | : 2018-03-07 |
| Genre | : |
| ISBN | : 9780655161363 |
What would be the goal or target for a Legal governance, risk management, and compliance's improvement team? What problems are you facing and how do you consider Legal governance, risk management, and compliance will circumvent those obstacles? How will you know that the Legal governance, risk management, and compliance project has been successful? Who is the main stakeholder, with ultimate responsibility for driving Legal governance, risk management, and compliance forward? Whats the best design framework for Legal governance, risk management, and compliance organization now that, in a post industrial-age if the top-down, command and control model is no longer relevant? Defining, designing, creating, and implementing a process to solve a business challenge or meet a business objective is the most valuable role... In EVERY company, organization and department. Unless you are talking a one-time, single-use project within a business, there should be a process. Whether that process is managed and implemented by humans, AI, or a combination of the two, it needs to be designed by someone with a complex enough perspective to ask the right questions. Someone capable of asking the right questions and step back and say, 'What are we really trying to accomplish here? And is there a different way to look at it?' This Self-Assessment empowers people to do just that - whether their title is entrepreneur, manager, consultant, (Vice-)President, CxO etc... - they are the people who rule the future. They are the person who asks the right questions to make Legal governance, risk management, and compliance investments work better. This Legal governance, risk management, and compliance All-Inclusive Self-Assessment enables You to be that person. All the tools you need to an in-depth Legal governance, risk management, and compliance Self-Assessment. Featuring 710 new and updated case-based questions, organized into seven core areas of process design, this Self-Assessment will help you identify areas in which Legal governance, risk management, and compliance improvements can be made. In using the questions you will be better able to: - diagnose Legal governance, risk management, and compliance projects, initiatives, organizations, businesses and processes using accepted diagnostic standards and practices - implement evidence-based best practice strategies aligned with overall goals - integrate recent advances in Legal governance, risk management, and compliance and process design strategies into practice according to best practice guidelines Using a Self-Assessment tool known as the Legal governance, risk management, and compliance Scorecard, you will develop a clear picture of which Legal governance, risk management, and compliance areas need attention. Your purchase includes access details to the Legal governance, risk management, and compliance self-assessment dashboard download which gives you your dynamically prioritized projects-ready tool and shows your organization exactly what to do next. Your exclusive instant access details can be found in your book.
| Author | : Gerardus Blokdyk |
| Publisher | : Createspace Independent Publishing Platform |
| Total Pages | : 138 |
| Release | : 2018-04 |
| Genre | : |
| ISBN | : 9781986980395 |
What are the business objectives to be achieved with Legal governance, risk management, and compliance? What are the long-term Legal governance, risk management, and compliance goals? What problems are you facing and how do you consider Legal governance, risk management, and compliance will circumvent those obstacles? Among the Legal governance, risk management, and compliance product and service cost to be estimated, which is considered hardest to estimate? Who will be responsible for documenting the Legal governance, risk management, and compliance requirements in detail? This easy Legal governance, risk management, and compliance self-assessment will make you the entrusted Legal governance, risk management, and compliance domain auditor by revealing just what you need to know to be fluent and ready for any Legal governance, risk management, and compliance challenge. How do I reduce the effort in the Legal governance, risk management, and compliance work to be done to get problems solved? How can I ensure that plans of action include every Legal governance, risk management, and compliance task and that every Legal governance, risk management, and compliance outcome is in place? How will I save time investigating strategic and tactical options and ensuring Legal governance, risk management, and compliance costs are low? How can I deliver tailored Legal governance, risk management, and compliance advice instantly with structured going-forward plans? There's no better guide through these mind-expanding questions than acclaimed best-selling author Gerard Blokdyk. Blokdyk ensures all Legal governance, risk management, and compliance essentials are covered, from every angle: the Legal governance, risk management, and compliance self-assessment shows succinctly and clearly that what needs to be clarified to organize the required activities and processes so that Legal governance, risk management, and compliance outcomes are achieved. Contains extensive criteria grounded in past and current successful projects and activities by experienced Legal governance, risk management, and compliance practitioners. Their mastery, combined with the easy elegance of the self-assessment, provides its superior value to you in knowing how to ensure the outcome of any efforts in Legal governance, risk management, and compliance are maximized with professional results. Your purchase includes access details to the Legal governance, risk management, and compliance self-assessment dashboard download which gives you your dynamically prioritized projects-ready tool and shows you exactly what to do next. Your exclusive instant access details can be found in your book.
| Author | : Anthony Tarantino |
| Publisher | : John Wiley & Sons |
| Total Pages | : 1123 |
| Release | : 2008-03-11 |
| Genre | : Business & Economics |
| ISBN | : 0470245557 |
Providing a comprehensive framework for a sustainable governance model, and how to leverage it in competing global markets, Governance, Risk, and Compliance Handbook presents a readable overview to the political, regulatory, technical, process, and people considerations in complying with an ever more demanding regulatory environment and achievement of good corporate governance. Offering an international overview, this book features contributions from sixty-four industry experts from fifteen countries.
| Author | : Matthew Whalley |
| Publisher | : Kogan Page Publishers |
| Total Pages | : 232 |
| Release | : 2016-12-03 |
| Genre | : Business & Economics |
| ISBN | : 0749477989 |
Legal risk covers all areas of business where regulation and the law impact on operations and decisions. From risks arising from contract drafting and management, through to regulators' new focus on conduct, as well as compliance, regulatory and dispute risks, the effective management of legal risk is key for organizations that want to maximise value while minimizing cost and exposure to legal losses. The Legal Risk Management Handbook is a practical guide to making sure your business is legal, protected and making the most of its opportunities. Written by experts in law and risk management, this highly practical guide sets out a clear definition for legal risk and a framework for its management. Covering the full spectrum of legal risks that international businesses can face, it translates legal concepts into clear mitigatory actions. Whether you are an in-house lawyer needing a clear approach to managing risk in your areas of influence, or a member of the risk management function needing a jargon-free guide to your company's legal responsibilities, you will find authoritative insight and guidance. Containing case studies from international businesses and real-life insights from those at the coal-face of legal risk management, The Legal Risk Management Handbook is essential reading for everyone who needs a better understanding of this important business topic. Now includes online resources: author-recorded lectures that align with the book and the Legal Risk Management course at Texas A&M School of Law, U.S.
| Author | : Geoffrey P. Miller |
| Publisher | : Aspen Publishers |
| Total Pages | : 0 |
| Release | : 2017 |
| Genre | : Compliance |
| ISBN | : 9781454881988 |
The second edition of The Law of Governance, Risk Management, and Compliance follows the first edition, as the first casebook focused on the law of governance, risk management, and compliance. Author Geoffrey P. Miller, a highly respected professor of corporate and financial law, brings real world experience to the book as a member of the board of directors and audit and risk committees of a significant banking institution. The book addresses issues of fundamental importance for any regulated organization (the $13 billion settlement between JPMorgan Chase and its regulators is only one of many examples). This book can be a cornerstone for courses on compliance, corporate governance, or on the role of attorneys in managing risk in organizational clients.
| Author | : Stuart Weinstein |
| Publisher | : Globe Law and Business Limited |
| Total Pages | : 0 |
| Release | : 2013 |
| Genre | : Business & Economics |
| ISBN | : 9781905783946 |
In today's globalised business environment, companies face a complex assortment of new and often contradictory laws and regulations. High-profile corporate scandals involving compliance failures teach us that loss of reputation can have a significant, if not fatal, effect on a company. International companies recognise this and invest heavily in systems designed to detect and prevent compliance breaches. However, such systems and controls cannot succeed without the development of a strong compliance culture that secures buy-in from executives, managers, employees, contractors and business partners all at levels. This title offers cutting edge know-how and guidance for the development and management of a sophisticated legal risk management and compliance operation. While identifying risks and regulatory challenges, chapters also explore how professionals can manage processes; implement change; track issues and loss events; screen potential clients, partners, employees and contractors; and implement appropriate remediation. The book features chapters on board structures, corporate governance, fraud and bribery, Sarbanes-Oxley requirements, European capital markets regulation, arbitration and mediation, data protection, offshoring and the cloud, human resources issues for managers, and managing legal risk in China. Legal Risk Management, Governance and Compliance is a must-have desk reference for in-house corporate counsel and compliance officers, individuals involved in the compliance, audit, legal and risk functions within companies and non-profit organisations, as well as the law firms that service these organisations' needs.--
| Author | : Bryan E. Hopkins |
| Publisher | : Partridge Publishing Singapore |
| Total Pages | : 396 |
| Release | : 2019-09-04 |
| Genre | : Business & Economics |
| ISBN | : 1543753515 |
As a result of corporate scandals, government investigations, disasters, and fines, legal risk management has become more critical than ever. The term covers legal issues such as class action lawsuits, product liability claims, government investigations and fines, shareholder actions, and other legal-related matters. To navigate this complex world, companies need to be proactive about instituting a legal risk management program. Bryan E. Hopkins, an international lawyer, combines legal risk concepts with enterprise risk management and other risk management ideas to help companies get smart about managing risk in this guide. Find out how to: • apply legal risk management concepts in a corporate setting; • understand how to manage regulatory and compliance issues • avoid accusations of discrimination; and • steer clear of product liability claims. This guide includes a fictional case study with two characters, Eunice Kim and Mr. Lee, who bring the issues revolving around risk management to life. Minimize, mitigate, and transfer legal risk with the lessons, strategies, and action steps in The Art of Legal Risk Management.
| Author | : Nitish Singh Ph.D. |
| Publisher | : Bloomsbury Publishing USA |
| Total Pages | : 318 |
| Release | : 2015-03-10 |
| Genre | : Business & Economics |
| ISBN | : |
This practical guide shows how to build an effective compliance and ethics program that will lower a business's risks and improve productivity. Research increasingly supports the notion that ethical, compliant businesses see increased productivity across a range of measurements. This practical guide tells business professionals, business and law students, and other interested parties exactly how that goal can be achieved. The book covers an extensive range of ethics-compliant laws and regulations impacting businesses today and identifies critical factors for successful compliance programs. Going well beyond works that speak in general terms about compliance-based actions, this unique volume delves into details about specific regulatory issues and the steps that can be taken to mitigate risk. The first half of the book shares general guidelines for creating or improving internal compliance and ethics programs. The second half identifies specific, high-risk regulatory areas; provides an overview of relevant laws; and sets forth best practices specific to the regulations discussed. By providing a simplified understanding of compliance with laws related to issues such as antitrust, international business, wages and labor, Health Insurance Portability and Accountability Act (HIPAA) and health care, the environment and more, the guide offers readers the tools necessary to improve an existing compliance program or create a new program where none has existed before.
| Author | : Terrance J. O'Malley |
| Publisher | : Wolters Kluwer |
| Total Pages | : 1060 |
| Release | : 2013-01-01 |
| Genre | : Law |
| ISBN | : 1454838493 |
Investment Adviser's Legal and Compliance Guide, Second Edition is an invaluable guide written to assist attorneys and investment advisers in both drafting their compliance policies and procedures and reviewing them annually. In addition, the book serves as a practical tool for experienced attorneys and compliance officers for fulfilling their changing responsibilities under new rules adopted under the Investment Advisers Act of 1940, as well as new staff interpretations and guidance. For the Second Edition, the original author, Terrance J. Oand’Malley, is joined by John H. Walsh. While both authors are seasoned practitioners and acknowledged experts in the area of investment adviser compliance matters, Mr. Walshand’s years of experience, including at the SEC, are reflected in the enhanced practical discussion of relevant legal and compliance issues, including increased numbers of compliance tips, enforcement and regulatory alerts, and compliance tools. Investment Adviser's Legal and Compliance Guide, Second Edition covers in detail such topics as: Filings and amendments that an adviser must make to maintain its SEC registration Major rules and requirements dealing with marketing and attracting new clients Issues arising in connection with the management of private funds The SEC's examination process New clients, and the management of client accounts. The book also covers requirements relating to the adviser's obligation to its customers, including preventing insider trading and other trading abuses, as well as an adviser's recordkeeping, which is a major factor in meeting the requirements of the Investment Advisers Act. In addition, Investment Adviser's Legal and Compliance Guide, Second Edition provides registered investment advisers and their legal counsel with a comprehensive review of their compliance responsibilities that arise under the Investment Advisers Act.
