Insider Dealing PDF Download
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Author | : Gil Brazier |
Publisher | : Routledge |
Total Pages | : 371 |
Release | : 2012-09-10 |
Genre | : Law |
ISBN | : 1135318514 |
Download Insider Dealing Book in PDF, ePub and Kindle
This book concentrates on the restatement of the law contained in Part 5 of the Criminal Justice Act 1993. It sets out the law and practice governing the commission of the criminal offence of insider dealing (and of certain other securities market offences) in the United Kingdom. In doing so, it also places the relevant legislation into the context of securities law as a whole. The historical background is explained and there is discussion of the way in which securities business is effected in the City and how it is presently regulated. The book is practical in its approach and will therefore appeal to experienced practitioners and compliance officers.
Author | : Henry G. Manne |
Publisher | : |
Total Pages | : 296 |
Release | : 1966 |
Genre | : Business & Economics |
ISBN | : |
Download Insider Trading and the Stock Market Book in PDF, ePub and Kindle
Author | : Gregory J Durston |
Publisher | : Waterside Press |
Total Pages | : 194 |
Release | : 2018-02-21 |
Genre | : Law |
ISBN | : 1909976539 |
Download The Little Book of Insider Dealing Book in PDF, ePub and Kindle
Since the Financial Crisis of 2008, criminal prosecution has moved to centre-stage as the Financial Conduct Authority’s preferred means of punishing and deterring insider dealing (the illegal practice of trading with access to sensitive non-public information). The Little Book of Insider Dealing looks at all aspects of the ‘insider’ offences established by the Criminal Justice Act 1993, including their history, punishment and rationale, as well as their (slightly uneasy) relationship with the overlapping civil regulatory regime that also governs such financial misconduct. Topics covered also include: detection, compliance, surveillance, suspicion, reporting obligations, enforcement and (civil and criminal) penalties and warnings, plus there is a strong focus on evidential aspects and a wealth of examples from real life cases. Suitable for beginners and practitioners alike. The first concise treatment and highly topical. A gem that deals with wide scale problems and complexities identified by an article in The Times (see Chapter 1).
Author | : Ralph C. Ferrara |
Publisher | : Law Journal Press |
Total Pages | : 960 |
Release | : 2023-11-28 |
Genre | : Business & Economics |
ISBN | : 9781588520692 |
Download Ferrara on Insider Trading and the Wall Book in PDF, ePub and Kindle
The authors analyze the impact of the Dodd-Frank Wall Street Reform and Consumer Protection Act, the Sarbanes-Oxley Act and SEC regulations regarding selective disclosure and insider trading.
Author | : R.C.H. Alexander |
Publisher | : Routledge |
Total Pages | : 325 |
Release | : 2016-05-23 |
Genre | : Law |
ISBN | : 1317116046 |
Download Insider Dealing and Money Laundering in the EU: Law and Regulation Book in PDF, ePub and Kindle
This work presents a comparative study of the provisions relating to insider dealing under the EC Insider Dealing Directive. The volume begins with a discussion of the rationale for regulating financial services in general and controlling insider dealing and money-laundering in particular. It examines the definition of an insider and of inside information and the various criminal offenses relating to insider dealing. The role of money-laundering is also recognized and the anti-money laundering regime as well as the considerable impact on the financial sector is discussed in detail. The work assesses the efficacy of criminal law in controlling insider dealing and considers the increasing trend to deal with it by means of civil/administrative measures.
Author | : Andrew Packer |
Publisher | : Humanix Books |
Total Pages | : 92 |
Release | : 2014-04-22 |
Genre | : Business & Economics |
ISBN | : 1630060208 |
Download The Insider's Dossier Book in PDF, ePub and Kindle
The Insider’s Dossier will seamlessly guide you through investing alongside the most in-the-know professionals, debunking the widespread myth that insider trading is illegal. Not only is it legal when following proper protocol, but author Andrew Packer helps you to decode the Wall Street lingo, so that even the novice could easily follow corporate insiders for returns that significantly outperform the market year over year. In easy-tounderstand terms, Packer describes: • The difference between legal and illegal insider trading • How to evaluate insider activity in order to optimize your investment advantage • The key to swiftly decoding SEC filing forms for up-to-the-minute insider activity • Understanding and utilizing web-based, technical analysis tools • How to separate key insiders from the average corporate investor • Investing beyond simple trades, clearly and concisely explaining the ins and outs of options trading, and much more. . . About
Author | : Linda Vuskane |
Publisher | : GRIN Verlag |
Total Pages | : 11 |
Release | : 2010-08-02 |
Genre | : Law |
ISBN | : 3640673832 |
Download The Concepts of Insider Dealing Book in PDF, ePub and Kindle
Essay from the year 2010 in the subject Law - Civil / Private, Trade, Anti Trust Law, Business Law, grade: 67, , course: Company Law, language: English, abstract: The following paper investigates the concepts of insider dealing. While the first part offers an overview of the relevant legislation, the second part aims to answer the question as to whether insider trading should be prohibited by legislation. Insider dealing refers to the use of non-public and price-sensitive information for the purpose of gaining an unfair advantage and involves trading with company shares or other securities in a public financial market. Such conduct is both a criminal offence and a regulatory infringement under the civil code. There are various theories dealing with insider trading that offers arguments for and against the prohibition of insider trading. The misappropriation theory, the unfairness approach and the idea that insider dealing will negatively affect market confidence are all considered to be distinct reasons for regulating insider dealing. On the other hand, opponents argue that legalization of insider dealing would lead to increased market efficiency, fairer share pricing and fraud prevention. Despite the high costs required for prevention of insider dealing and the fact that very few if any companies have ever sued its officers for inside trading, it is widely regarded by the governments as being immoral and damaging for the markets and is therefore prohibited. The offences can be dealt with either civil or criminal regime, with the latter being far more difficult to apply in practice and thus less effective.
Author | : Klaus J. Hopt |
Publisher | : Springer |
Total Pages | : 40 |
Release | : 1996-02-27 |
Genre | : Business & Economics |
ISBN | : |
Download Insider Regulation and Timely Disclosure Book in PDF, ePub and Kindle
The general problems regarding the timely topic of regulation of insider dealing and timely disclosure of new facts are discussed in a comparative fashion in this lecture in the light of the EC Directive of 13 November 1989 And The German Securities Exchange Act. In particular, attention is given to efforts to harmonize German law with the EC Directive.
Author | : United States. Congress. Senate. Committee on Banking, Housing, and Urban Affairs. Subcommittee on Securities |
Publisher | : |
Total Pages | : 200 |
Release | : 1987 |
Genre | : Insider trading in securities |
ISBN | : |
Download Definition of Insider Trading Book in PDF, ePub and Kindle
Author | : John P. Anderson |
Publisher | : Cambridge University Press |
Total Pages | : 277 |
Release | : 2018-06-07 |
Genre | : Business & Economics |
ISBN | : 1107149193 |
Download Insider Trading Book in PDF, ePub and Kindle
Explains why the current US insider trading regime is inefficient and unjust, and offers a clear path to reform.