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A Plain English Handbook

A Plain English Handbook
Author: United States. Securities and Exchange Commission. Office of Investor Education and Assistance
Publisher:
Total Pages: 92
Release: 1998
Genre: Disclosure of information
ISBN:

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A Plain English Handbook

A Plain English Handbook
Author: Nancy M. Smith
Publisher: DIANE Publishing
Total Pages: 82
Release: 2001-04
Genre:
ISBN: 075670314X

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How to Create Clear SEC Disclosure Documents

How to Create Clear SEC Disclosure Documents
Author: Securities and Securities and Exchange Commission
Publisher: Createspace Independent Publishing Platform
Total Pages: 86
Release: 2018-07
Genre:
ISBN: 9781722245429

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This PRINT REPLICA of How to Create Clear SEC Disclosure Documents.Now that the proposed changes to "Exchange -Traded Funds" and "Proposed Revisions to Prohibitions and Restrictions on Proprietary Trading and Certain Interests in, and Relationships With, Hedge Funds and Private Equity Funds" have been released, now is a good time to polish your financial prose.This book explains how the SEC wants companies to write disclosure statements. Instead of a lot of Gobbledygook, the SEC wants to see clear and concise statements. Yes, the world will be a different place. You thought it was the wild, wild west before? Kiss the Volker Rule goodbye. And Dodd-Frank is history. Why buy a book you can download for free? We print this book so you don't have to. First you gotta find a good clean (legible) copy and make sure it's the latest version (not always easy). Some documents found on the web are missing some pages or the image quality is so poor, they are difficult to read. We look over each document carefully and replace poor quality images by going back to the original source document. We proof each document to make sure it's all there - including all changes. If you find a good copy, you could print it using a network printer you share with 100 other people (typically its either out of paper or toner). If it's just a 10-page document, no problem, but if it's 250-pages, you will need to punch 3 holes in all those pages and put it in a 3-ring binder. Takes at least an hour. It's much more cost-effective to just order the latest version from Amazon.com This book includes original commentary which is copyright material. Note that government documents are in the public domain. We print these large documents as a service so you don't have to. The books are compact, tightly-bound, full-size (8 1⁄2 by 11 inches), with large text and glossy covers. 4th Watch Publishing Co. is a SDVOSB. If you like the service we provide, please leave positive review on Amazon.com. These are some other finance-related books we publish: DFARS Defense Federal Acquisition Regulation Supplement DFAR PGI DFARS Procedures, Guidance, and Information (PGI) AFARS Army Federal Acquisition Regulation Supplement DoD Audit Manual 7000.14 DAG Defense Acquisition Guidebook (Chapters 1 - 10) FMR Financial Management Regulation GAO Principles of Federal Appropriations Law GAO FAM GAO Financial Audit Manual GAO-01-1008G Internal Control Management and Evaluation Tool GAO-17-313SP Government Auditing Standards (Yellow Book) GAO-14-704G Standards for Internal Control in the Federal Government (Green Book) FISCAM Federal Information System Controls Audit Manual OMB A-123 Management's Responsibility for Enterprise Risk Management and Internal Control FISMA Federal Information Security Modernization Act & OMB A-130 FY19 Budget Budget of the U.S. Government FITARA Federal Information Technology Acquisition Reform OPM CSRS and FERS Handbook


Plain English Handbook

Plain English Handbook
Author: United States. Securities and Exchange Commission. Office of Investor Education and Assistance
Publisher:
Total Pages: 63
Release: 1998
Genre: Disclosure of information
ISBN:

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A Plain English Handbook

A Plain English Handbook
Author: United States. Securities and Exchange Commission. Office of Investor Education and Assistance
Publisher:
Total Pages: 77
Release: 1998
Genre: Corporations
ISBN:

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Plain English in Plain English

Plain English in Plain English
Author: Center for Continuing Legal Education (American Bar Association)
Publisher:
Total Pages: 420
Release: 1998
Genre: Disclosure of information
ISBN:

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SEC Regulation S-K

SEC Regulation S-K
Author: Securities and Securities and Exchange Commission
Publisher: Createspace Independent Publishing Platform
Total Pages: 344
Release: 2018-07-05
Genre:
ISBN: 9781722781705

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This PRINT REPLICA is the SEC Regulation S-K and is current to JULY 5, 2018. Regulation S-K is also known as" Standard Instructions for Filing Forms Under Securities Act of 1933, Securities Exchange Act of 1934 and Energy Policy and Conservation Act of 1975" and it is a prescribed regulation under the US Securities Act of 1933 that lays out reporting requirements for various SEC filings used by public companies. Regulation S-K is closely related to Regulation S-X, which lays out lays out the specific form and content of financial reports, specifically the financial statements of public companies. Why buy a book you can download for free? We print this book so you don't have to. First you gotta find a good clean (legible) copy and make sure it's the latest version (not always easy). Some documents found on the web are missing some pages or the image quality is so poor, they are difficult to read. We look over each document carefully and replace poor quality images by going back to the original source document. We proof each document to make sure it's all there - including all changes. If you find a good copy, you could print it using a network printer you share with 100 other people (typically its either out of paper or toner). If it's just a 10-page document, no problem, but if it's 250-pages, you will need to punch 3 holes in all those pages and put it in a 3-ring binder. Takes at least an hour. It's much more cost-effective to just order the latest version from Amazon.com This book includes original commentary which is copyright material. Note that government documents are in the public domain. We print these large documents as a service so you don't have to. The books are compact, tightly-bound, full-size (8 1⁄2 by 11 inches), with large text and glossy covers. 4th Watch Publishing Co. is a Service-Disabled Veteran-Owned Small Business (SDVOSB). www.usgovpub.com If you like the service we provide, please leave positive review on Amazon.com. Without positive feedback from the community, we may discontinue the service and y'all can go back to printing these books manually yourselves. SEC Regulation S-X July 2018 SEC Regulation S-T July 2018 SEC Exchange Traded Funds New Rules June 2018 SEC Prohibitions and Restrictions on Proprietary Trading and Certain Interests in, and Relationships With, Hedge Funds and Private Equity Funds June 2018 SEC Financial Reporting Manual December 2017 SEC Rules of Practice June 2018 SEC How to Create Clear SEC Disclosure Documents Dept of Justice Antitrust Division Manual August 2017 GAO Principles of Federal Appropriations Law GAO FAM GAO Financial Audit Manual GAO-01-1008G Internal Control Management and Evaluation Tool GAO-17-313SP Government Auditing Standards (Yellow Book) GAO-14-704G Standards for Internal Control in the Federal Government (Green Book) GAO-16-410G Technology Readiness Assessment Guide Aug-16 GAO-09-3SP Cost Estimating and Assessment Guide Mar-09 GAO-16-89G GAO Schedule Assessment Guide Dec-15 FISCAM Federal Information System Controls Audit Manual OMB A-123 Management's Responsibility for Enterprise Risk Management and Internal Control FISMA Federal Information Security Modernization Act & OMB A-130 FY19 Budget Budget of the U.S. Government FITARA Federal Information Technology Acquisition Reform


SEC Handbook II

SEC Handbook II
Author:
Publisher:
Total Pages: 704
Release: 2002
Genre: Disclosure of information
ISBN:

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Sec Disclosures Checklist 2009 Edition

Sec Disclosures Checklist 2009 Edition
Author: Ronald G. Pippin
Publisher: CCH
Total Pages: 1620
Release: 2009-02
Genre: Business & Economics
ISBN: 9780808019947

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Effective Company Disclosure in the Digital Age

Effective Company Disclosure in the Digital Age
Author: Gill North
Publisher: Kluwer Law International B.V.
Total Pages: 386
Release: 2015-10-16
Genre: Law
ISBN: 9041168184

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Effective corporate reporting and disclosure are critical in financial markets to promote vigorous competition, optimal performance, and transparency. This book examines whether existing disclosure frameworks in eight countries with the world's most significant securities exchanges achieve these objectives, and then, drawing on extensive empirical findings, identifies the policies and practices that contribute most to improving the overall quality of listed company reporting and communication. Contending that public disclosure of listed company information is an essential precondition to the long-term efficient operation of financial markets, the book provides analysis of such issues and topics as the following: - arguments for and against mandatory disclosure regimes; - key principles of periodic and continuous disclosure regulation; - tensions between direct and indirect investment in financial markets; - assumptions concerning the need to maintain a privileged role for financial intermediaries; - intermediary, analyst, and research incentives; - protection of individual investors; - selective disclosure; - disclosure of bad news; - the role of accounting standards; - public access to company briefings; - long term performance reporting and analysis; and - company reporting developments. A significant portion of the book provides an overview of disclosure regulation and practice in the United States, Canada, Germany, the United Kingdom, Japan, Hong Kong, Australia, and Singapore. A highly informative survey looks at company reports, disclosures, and websites of large listed companies, including Microsoft, Citigroup, Teck Resources, Deutsche Bank, BP, Sony, PetroChina Company, BHP Billiton, and Singapore Telecommunications. The book discusses common disclosure issues that arise across jurisdictions, provides valuable insights on the efficacy of existing disclosure regulation and practice, and highlights the important principles, processes, and practices that underpin best practice company disclosure frameworks. It will be welcomed by company boards and executives and their counsel, as well as by policymakers and scholars in the areas of corporate, securities, banking and financial law, accounting, economics and finance.