Hedge Funds Oversight PDF Download
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| Author | : International Organization of Securities Commissions. Technical Committee |
| Publisher | : |
| Total Pages | : 26 |
| Release | : 2009 |
| Genre | : Hedge funds |
| ISBN | : |
Download Hedge Funds Oversight Book in PDF, ePub and Kindle
The aim of this Final Report is to recommend the following six high level principles on the regulation of hedge funds, taking into account the outcome of the public consultation and the hearing held in Madrid on 20 April 2009: i. Hedge funds and/or hedge fund managers/advisers should be subject to mandatory registration. ii. Hedge fund managers/advisers which are required to register should also be subject to appropriate ongoing regulatory requirements relating to: a.Organisational and operational standards; b. Conflicts of interest and other conduct of business rules; c. Disclosure to investors; and d. Prudential regulation. iii. Prime Brokers and banks which provide funding to hedge funds should be subject to mandatory registration/regulation and supervision. They should have in place appropriate risk management systems and controls to monitor their counterparty credit risk exposures to hedge funds. iv. Hedge fund managers/advisers and prime brokers should provide to the relevant regulator information for systemic risk purposes (including the identification, analysis and mitigation of systemic risks). v. Regulators should encourage and take account of the development, implementation and convergence of industry good practices, where appropriate. vi. Regulators should have the authority to co-operate and share information, where appropriate, with each other, in order to facilitate efficient and effective oversight of globally active managers/advisers and/or funds and to help identify systemic risks, market integrity and other risks arising from the activities or exposures of hedge funds with a view to mitigating such risks across borders.
| Author | : Orice M. Williams |
| Publisher | : DIANE Publishing |
| Total Pages | : 18 |
| Release | : 2009-12 |
| Genre | : Business & Economics |
| ISBN | : 1437916341 |
Download Hedge Funds: Overview of Regulatory Oversight, Counterparty Risks, and Investment Challenges Book in PDF, ePub and Kindle
In 2008, two reports were issued on hedge funds (HF) -- pooled invest. vehicles that are privately managed and often engage in active trading of various types of securities and commodity futures and options contracts -- highlighting the need for continued regulatory attention and for guidance to better inform pension plans on the risks and challenges of HF invest. For the first time, HF are allowed to borrow from the Fed. Reserve. This testimony discusses: (1) fed. regulators' oversight of HF-related activities; (2) potential benefits, risks, and challenges pension plans face in invest. in HF; (3) the measures investors, creditors, and counterparties have taken to impose market discipline on HF; and (4) the potential for systemic risk from HF-related activities.
| Author | : Jason Scharfman |
| Publisher | : Academic Press |
| Total Pages | : 387 |
| Release | : 2014-10-22 |
| Genre | : Business & Economics |
| ISBN | : 0128025123 |
Download Hedge Fund Governance Book in PDF, ePub and Kindle
Hedge Fund Governance: Evaluating Oversight, Independence and Conflicts summarizes the fundamental elements of hedge fund governance and principal perspectives on governance arguments. An authoritative reference on governance, it describes the tools needed for developing a flexible, comprehensive hedge fund governance analysis framework. Case studies and interviews with professional fund directors shine a bright light of pragmatism on this framework. The author’s global analysis of more than 5,000 hedge fund governance structures enables him to draw realistic conclusions about best practices. He also explores the value consequences of good vs. bad governance, estimating the actual dollar losses that can result from bad governance, as well as the operational and investment performance benefits of certain governance practices. Presents methods for evaluating qualifications, conflicts of interests, fees, obligations and liabilities of hedge fund Boards of Directors Explains techniques for developing a hedge fund governance assessment program, including analyzing legal documentation analysis and financial statements for governance related information Uses case studies and example scenarios in hedge fund governance successes and failures to explore investor governance rights and fund manager responsibilities in onshore and offshore jurisdictions
| Author | : United States. Congress. House. Committee on Oversight and Government Reform |
| Publisher | : |
| Total Pages | : 204 |
| Release | : 2010 |
| Genre | : Business & Economics |
| ISBN | : |
Download Hedge Funds and the Financial Market Book in PDF, ePub and Kindle
| Author | : United States. Congress. House. Committee on Oversight and Government Reform. Subcommittee on Domestic Policy |
| Publisher | : |
| Total Pages | : 128 |
| Release | : 2008 |
| Genre | : Business & Economics |
| ISBN | : |
Download After Blackstone Book in PDF, ePub and Kindle
| Author | : Jason A. Scharfman |
| Publisher | : John Wiley & Sons |
| Total Pages | : 324 |
| Release | : 2008-12-03 |
| Genre | : Business & Economics |
| ISBN | : 0470372346 |
Download Hedge Fund Operational Due Diligence Book in PDF, ePub and Kindle
How to diagnose and monitor key hedge fund operational risks With the various scandals taking place with hedge funds, now more than ever, both financial and operational risks must be examined. Revealing how to effectively detect and evaluate often-overlooked operational risk factors in hedge funds, such as multi-jurisdictional regulatory coordination, organizational nesting, and vaporware, Hedge Fund Operational Due Diligence includes real-world examples drawn from the author's experiences dealing with the operational risks of a global platform of over 80 hedge funds, funds of hedge funds, private equity, and real estate managers.
| Author | : International Organization of Securities Commissions. Technical Committee |
| Publisher | : |
| Total Pages | : 70 |
| Release | : 2009 |
| Genre | : Hedge funds |
| ISBN | : |
Download Hedge Funds Oversight Book in PDF, ePub and Kindle
The purpose of the Consultation Report was to describe the operating environment of hedge funds, highlight the associated regulatory risks (Chapter 1), review and illustrate the work and recommendations issued by IOSCO and other international organizations and regulators in this area (Chapter 2) and to make preliminary recommendations of possible principles and actions that may serve to mitigate these risks (Chapter 3).
| Author | : David P. Belmont |
| Publisher | : John Wiley & Sons |
| Total Pages | : 400 |
| Release | : 2011-09-13 |
| Genre | : Business & Economics |
| ISBN | : 0470827262 |
Download Managing Hedge Fund Risk and Financing Book in PDF, ePub and Kindle
The ultimate guide to dealing with hedge fund risk in a post-Great Recession world Hedge funds have been faced with a variety of new challenges as a result of the ongoing financial crisis. The simultaneous collapse of major financial institutions that were their trading counterparties and service providers, fundamental and systemic increases in market volatility and illiquidity, and unrelenting demands from investors to redeem their hedge fund investments have conspired to make the climate for hedge funds extremely uncomfortable. As a result, many funds have failed or been forced to close due to poor performance. Managing Hedge Fund Risk and Financing: Adapting to a New Era brings together the many lessons learned from the recent crisis. Advising hedge fund managers and CFOs on how to manage the risk of their investment strategies and structure relationships to best insulate their firms and investors from the failures of financial counterparties, the book looks in detail at the various methodologies for managing hedge fund market, credit, and operational risks depending on the hedge fund's investment strategy. Also covering best practice ISDA, Prime Brokerage, Fee and Margin Lock Up, and including tips for Committed Facility lending contracts, the book includes everything you need to know to learn from the events of the past to inform your future hedge fund dealings. Shows how to manage hedge fund risk through the application of financial risk modelling and measurement techniques as well as the structuring of financial relationships with investors, regulators, creditors, and trading counterparties Written by a global finance expert, David Belmont, who worked closely with hedge fund clients during the crisis and experienced first hand what works Explains how to profit from the financial crisis In the wake of the Financial Crisis there have been calls for more stringent management of hedge fund risk, and this timely book offers comprehensive guidelines for CFOs looking to ensure world-class levels of corporate governance.
| Author | : E. J. Stavetski |
| Publisher | : John Wiley & Sons |
| Total Pages | : 327 |
| Release | : 2009-03-17 |
| Genre | : Business & Economics |
| ISBN | : 0470464445 |
Download Managing Hedge Fund Managers Book in PDF, ePub and Kindle
Invaluable insight into measuring the performance of today's hedge fund manager More and more institutional funds and high-net-worth assets are finding their way to hedge funds. This book provides the quantitative and qualitative measures and analysis that investment managers, investment advisors, and fund of fund managers need to allocate and monitor their client's assets properly. It addresses important topics such as Modern Portfolio Theory (MPT) and Post Modern Portfolio Theory (PMPT), choosing managers, watching performance, and researching alternate asset classes. Author Edward Stavetski also includes an appendix showing detailed case studies of hedge funds, and gives readers a road map to monitor their investments. Edward J. Stavetski (Wayne, PA) is Director of Investment Oversight for Wilmington Family Office, serving ultra high-net-worth families in strategic asset allocation, traditional and alternative investment manager selection, and oversight.
| Author | : Jason A. Scharfman |
| Publisher | : John Wiley & Sons |
| Total Pages | : 229 |
| Release | : 2018-09-12 |
| Genre | : Business & Economics |
| ISBN | : 1119479622 |
Download Private Equity Compliance Book in PDF, ePub and Kindle
Develop and manage a private equity compliance program Compliance has become one of the fastest-growing areas in the private equity (PE) space. Mirroring trends from the hedge fund industry, recent surveys indicate that PE managers rank compliance as the single most challenging aspect of their business. Reports also indicate that PE compliance spending has rapidly outpaced other PE operating costs with recent estimates indicating that individual PE funds on average spend at least 15 - 20% of their operating budgets on this area. General Partners (GPs) have also significantly ramped up the hiring of private equity compliance related roles. Private Equity Compliance provides current and practical guidance on key private equity (PE) compliance challenges and trends. Packed with detailed, practical guidance on developing and managing a private equity compliance program, it offers up-to-date case studies and an analysis of critical regulatory enforcement actions on private equity funds in areas including conflict of interest, fees, expenses, LP fun raising disclosures, and valuations. • Provides real-world compliance guidance • Offers information that is tailored to the current compliance practices employed by GPs in the private equity industry. • Provides guidance on managing the compliance risks associated with cybersecurity and information technology risk • Serves as a PE-focused complement to the author's previous book, Hedge Fund Compliance If you’re a private equity investor or compliance officer looking for trusted guidance on analyzing conflicts, fees, and risks, this is one reference you can’t be without.
