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Gao-04-75 - Securities Markets

Gao-04-75 - Securities Markets
Author: United States Government Accountability Office
Publisher: Createspace Independent Publishing Platform
Total Pages: 126
Release: 2018-02
Genre:
ISBN: 9781984945174

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GAO-04-75 Securities Markets: Opportunities Exist to Enhance Investor Confidence and Improve Listing Program Oversight


Regulation of Securities, Markets, and Transactions

Regulation of Securities, Markets, and Transactions
Author: Patrick S. Collins
Publisher: John Wiley & Sons
Total Pages: 384
Release: 2011-01-25
Genre: Business & Economics
ISBN: 0470601965

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The ultimate guide to the current rules and regulations that govern the securities industry?including amendments in 2010 Providing readers with expert coverage of domestic securities regulation, this book fills the need for coverage of securities regulations, defining, describing, and explaining everything professionals need to know about domestic securities regulation. Examines the current securities rules Provides an overview of the latest regulations for this industry Includes a description of the various government regulations of securities markets, and securities transactions Since the corporate scandals of 2002, this industry has seen intense scrutiny of how it is regulated. Regulation of Securities, Markets, and Transactions demystifies the new laws and regulations with straightforward, to-the-point coverage professionals need.


Securities Markets

Securities Markets
Author: United States. General Accounting Office
Publisher:
Total Pages: 132
Release: 2004
Genre: Securities
ISBN:

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Risk-Based Capital

Risk-Based Capital
Author: Lawrence D. Cluff
Publisher: DIANE Publishing
Total Pages: 187
Release: 2000
Genre:
ISBN: 0788186701

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Mutual Fund Trading Abuses

Mutual Fund Trading Abuses
Author: Richard J. Hillman
Publisher: DIANE Publishing
Total Pages: 54
Release: 2005-07
Genre: Business & Economics
ISBN: 9780756748265

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Financial Regulation

Financial Regulation
Author: United States. Government Accountability Office
Publisher:
Total Pages: 182
Release: 2004
Genre: Administrative agencies
ISBN:

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SEC Docket

SEC Docket
Author: United States. Securities and Exchange Commission
Publisher:
Total Pages: 1644
Release: 2005
Genre: Securities
ISBN:

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Economic Security: Neglected Dimension of National Security ?

Economic Security: Neglected Dimension of National Security ?
Author: National Defense University (U S )
Publisher: Government Printing Office
Total Pages: 132
Release: 2011-12-27
Genre: Business & Economics
ISBN:

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On August 24-25, 2010, the National Defense University held a conference titled “Economic Security: Neglected Dimension of National Security?” to explore the economic element of national power. This special collection of selected papers from the conference represents the view of several keynote speakers and participants in six panel discussions. It explores the complexity surrounding this subject and examines the major elements that, interacting as a system, define the economic component of national security.