Gao 04 75 Securities Markets PDF Download
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Author | : United States Government Accountability Office |
Publisher | : Createspace Independent Publishing Platform |
Total Pages | : 126 |
Release | : 2018-02 |
Genre | : |
ISBN | : 9781984945174 |
Download Gao-04-75 - Securities Markets Book in PDF, ePub and Kindle
GAO-04-75 Securities Markets: Opportunities Exist to Enhance Investor Confidence and Improve Listing Program Oversight
Author | : Patrick S. Collins |
Publisher | : John Wiley & Sons |
Total Pages | : 384 |
Release | : 2011-01-25 |
Genre | : Business & Economics |
ISBN | : 0470601965 |
Download Regulation of Securities, Markets, and Transactions Book in PDF, ePub and Kindle
The ultimate guide to the current rules and regulations that govern the securities industry?including amendments in 2010 Providing readers with expert coverage of domestic securities regulation, this book fills the need for coverage of securities regulations, defining, describing, and explaining everything professionals need to know about domestic securities regulation. Examines the current securities rules Provides an overview of the latest regulations for this industry Includes a description of the various government regulations of securities markets, and securities transactions Since the corporate scandals of 2002, this industry has seen intense scrutiny of how it is regulated. Regulation of Securities, Markets, and Transactions demystifies the new laws and regulations with straightforward, to-the-point coverage professionals need.
Author | : United States. General Accounting Office |
Publisher | : |
Total Pages | : 132 |
Release | : 2004 |
Genre | : Securities |
ISBN | : |
Download Securities Markets Book in PDF, ePub and Kindle
Author | : |
Publisher | : DIANE Publishing |
Total Pages | : 125 |
Release | : |
Genre | : |
ISBN | : 1428938044 |
Download Securities markets opportunities exist to enhance investor confidence and improve listing program oversight : report to congressional requesters. Book in PDF, ePub and Kindle
Author | : Lawrence D. Cluff |
Publisher | : DIANE Publishing |
Total Pages | : 187 |
Release | : 2000 |
Genre | : |
ISBN | : 0788186701 |
Download Risk-Based Capital Book in PDF, ePub and Kindle
Author | : Richard J. Hillman |
Publisher | : DIANE Publishing |
Total Pages | : 54 |
Release | : 2005-07 |
Genre | : Business & Economics |
ISBN | : 9780756748265 |
Download Mutual Fund Trading Abuses Book in PDF, ePub and Kindle
Author | : |
Publisher | : DIANE Publishing |
Total Pages | : 52 |
Release | : |
Genre | : |
ISBN | : 1428931686 |
Download Mutual fund trading abuses lessons can be learned from SEC not having detected violations at an earlier stage : report to the Committee on the Judiciary, House of Representatives. Book in PDF, ePub and Kindle
Author | : United States. Government Accountability Office |
Publisher | : |
Total Pages | : 182 |
Release | : 2004 |
Genre | : Administrative agencies |
ISBN | : |
Download Financial Regulation Book in PDF, ePub and Kindle
Author | : United States. Securities and Exchange Commission |
Publisher | : |
Total Pages | : 1644 |
Release | : 2005 |
Genre | : Securities |
ISBN | : |
Download SEC Docket Book in PDF, ePub and Kindle
Author | : National Defense University (U S ) |
Publisher | : Government Printing Office |
Total Pages | : 132 |
Release | : 2011-12-27 |
Genre | : Business & Economics |
ISBN | : |
Download Economic Security: Neglected Dimension of National Security ? Book in PDF, ePub and Kindle
On August 24-25, 2010, the National Defense University held a conference titled “Economic Security: Neglected Dimension of National Security?” to explore the economic element of national power. This special collection of selected papers from the conference represents the view of several keynote speakers and participants in six panel discussions. It explores the complexity surrounding this subject and examines the major elements that, interacting as a system, define the economic component of national security.