Federal Regulation of Insider Trading
Author | : William H. Painter |
Publisher | : MICHIE |
Total Pages | : 654 |
Release | : 1968 |
Genre | : Insider trading in securities |
ISBN | : |
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Author | : William H. Painter |
Publisher | : MICHIE |
Total Pages | : 654 |
Release | : 1968 |
Genre | : Insider trading in securities |
ISBN | : |
Author | : William H. Painter |
Publisher | : |
Total Pages | : 186 |
Release | : 1977 |
Genre | : |
ISBN | : |
Author | : John P. Anderson |
Publisher | : Cambridge University Press |
Total Pages | : 277 |
Release | : 2018-06-07 |
Genre | : Business & Economics |
ISBN | : 1107149193 |
Explains why the current US insider trading regime is inefficient and unjust, and offers a clear path to reform.
Author | : Barry Alexander K. Rider |
Publisher | : |
Total Pages | : 500 |
Release | : 1979 |
Genre | : Law |
ISBN | : |
Author | : Ralph C. Ferrara |
Publisher | : Law Journal Press |
Total Pages | : 960 |
Release | : 2023-11-28 |
Genre | : Business & Economics |
ISBN | : 9781588520692 |
The authors analyze the impact of the Dodd-Frank Wall Street Reform and Consumer Protection Act, the Sarbanes-Oxley Act and SEC regulations regarding selective disclosure and insider trading.
Author | : William H. Painter |
Publisher | : |
Total Pages | : |
Release | : 1968 |
Genre | : |
ISBN | : |
Author | : Klaus J. Hopt |
Publisher | : Springer |
Total Pages | : 40 |
Release | : 1996-02-27 |
Genre | : Business & Economics |
ISBN | : |
The general problems regarding the timely topic of regulation of insider dealing and timely disclosure of new facts are discussed in a comparative fashion in this lecture in the light of the EC Directive of 13 November 1989 And The German Securities Exchange Act. In particular, attention is given to efforts to harmonize German law with the EC Directive.
Author | : Stephen M. Bainbridge |
Publisher | : |
Total Pages | : 228 |
Release | : 2007 |
Genre | : Business & Economics |
ISBN | : |
Presenting the history, richness, and texture of important areas of law, this text illustrates the development of securities/insider trading law, with selected cases and in-depth explanations. Insider trading is a central topic in most corporations, business association, and securities regulation classes. For many corporate law students, insider trading is their principal introduction to federal securities law, SEC Rule 10b-5, and economic analysis. As a recommended text, this book addresses the important subject in a readable and authoritative manner. Accessible but sophisticated, it seeks to develop the reader's understanding of the theory and practice of insider trading law.
Author | : Leonard W. Wang |
Publisher | : |
Total Pages | : |
Release | : 2017 |
Genre | : Corporations |
ISBN | : 9781633591851 |
... focuses on federal regulation of trading by corporate insiders and other trading involving the misuse of material nonpublic information. It presents the evolution of the prohibition against insider trading, and discusses the safe harbor against certain liabilities offered by Rule 10b5-1. It covers reporting requirements and short-swing profit liabilities for executive officers, directors and 10% shareholders. The prohibition on trading by executive officers and directors during certain pension plan trading blackout periods is also discussed. In addition, the Portfolio discusses the SEC enforcement process, especially as it is applied to insider trading. Particular attention is paid to the broad reach of the agency's investigative powers, and the depth to which the agency enforcement personnel may investigate in their pursuit of potential wrongdoers. Sanctions and other consequences of violations of law are analyzed.
Author | : Wunmi Bewaji |
Publisher | : Routledge |
Total Pages | : 338 |
Release | : 2012-06-14 |
Genre | : Law |
ISBN | : 1136295380 |
The book examines the regulation of insider dealing in the developed jurisdictions, using three of the G7 countries as guides with the aim of knowing how they have regulated insider trading and what lessons can be learnt from their failures and achievements. It looks at regulatory regimes in the US, the UK and Japan in order to consider whether these regimes can be successfully transplanted to developing countries. In order to explore insider dealing in the developing world the book focuses on Nigeria, Africa’s most populous nation and second largest economy. This book examines in theoretical and empirical terms the law on insider trading away from the dogmatic approach of Western literature by presenting the subject from the prism of a developing jurisdiction in post-colonial Africa with a divergent cultural, historical, social, political and economic background. The author analyses what shape insider dealing takes in Nigeria, a predominantly illiterate society, and considers the groups involved. The books also explores how the concept of insider dealing regulation is understood amongst parties integral to its administration and enforcement such as lawyers, judges, stockbrokers, and ordinary investors. The legislation governing insider dealing regulation in Nigeria is critically examined to expose its strengths and weaknesses, and to see how foreign provisions and legislation have been incorporated. The book uses Nigerian experiences to consider its implications for other developing nations, arguing that regulatory regimes need to take into account the specific social, political, historical and economic factors of a particular locale rather than importing regulations wholesale from developed jurisdictions.