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Conflicts of Interest & Chinese Walls

Conflicts of Interest & Chinese Walls
Author: Charles Hollander
Publisher:
Total Pages: 350
Release: 2004
Genre: Accountants
ISBN: 9780421878105

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The 20th edition of what aims to be the leading reference on road traffic offences covers changes such as the impact of the Powers of Criminal Courts (Sentencing) Act 2000, the Human Rights Act 1998; new breath-testing devices; and the new Magistrates' Court Sentencing Guidelines


Conflicts of Interest and Chinese Walls

Conflicts of Interest and Chinese Walls
Author: Chizu Nakajima
Publisher:
Total Pages: 270
Release: 2002
Genre: Chinese walls (Communication barriers)
ISBN:

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(PART OF BUTTERWORTHS COMPLIANCE SERIES)Conflicts of Interest and Chinese Walls has been designed to bring you thorough yet concise coverage of the law and practice relating to the regulation of conflicts of interest, and in particular the device of Chinese walls.The work takes a practical and relevant approach in its analysis of conflicts of interest affecting financial intermediaries and other professionals operating in the financial services industry, and examines the issues of ensuring international co-ordination and dealing with regulators. The work also deals with the management of conflict, Chinese walls and other in-house procedures, together with a review of the means of addressing and resolving conflict.


Conflicts of Interest

Conflicts of Interest
Author: Charles Hollander
Publisher:
Total Pages: 351
Release: 2020
Genre: Conflict of interests
ISBN: 9780414075337

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Financial Conglomerates and the Chinese Wall

Financial Conglomerates and the Chinese Wall
Author: Harry McVea
Publisher:
Total Pages: 0
Release:
Genre: Conflict of interests
ISBN: 9781383014402

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Examines how regulators ensure that the growing number of conglomerates are regulated sufficiently strongly to eradicate systemic risks and conflict of interest abuses, yet are flexible enough to allow the benefits of conglomeration to be secured. It looks particularly at the Chinese wall.


A Practitioner's Guide to Conflicts of Interest in the Financial Services Industry

A Practitioner's Guide to Conflicts of Interest in the Financial Services Industry
Author: Dick Frase
Publisher: Sweet & Maxwell
Total Pages: 365
Release: 2012
Genre: Business & Economics
ISBN: 0414049411

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This title examines in a practical manner the complex law and regulations that now exist in the United Kingdom, the United States of America and various other important jurisdictions concerning the concept of conflicts of interest and how the principles have been applied in the financial services industry


Conflicts of Interest

Conflicts of Interest
Author: Luc Thévenoz
Publisher: Kluwer Law International B.V.
Total Pages: 422
Release: 2007-01-01
Genre: Law
ISBN: 9041125787

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Conflicts of interest arise naturally in all walks of life, particularly in business life. As general and indeed inevitable phenomena, conflicts of interest should not be prohibited but properly managed. This book presents indepth analysis of such management in three areas of corporate governance where the conflict-of-interest problems are particularly acute: executive compensation, financial analysis, and asset management. ""Conflicts of Interest"" presents the results of a two-year-long research project bringing together academics and practitioners in both law and finance from Europe and the.


Toolkit

Toolkit
Author:
Publisher: World Bank Publications
Total Pages: 136
Release: 2001
Genre: Business & Economics
ISBN: 9780821349854

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Increasingly governments worldwide are turning to the private sector to assist them in meeting their countries' infrastructure needs. The toolkit will assist governments in hiring and managing economic consultants, financial advisors and legal experts, as well as other specialists required to increase the role of the private sector in all infrastructure services. The boxed Toolkit, funded by the Public-Private Infrastructure Advisory Facility (PPIAF) and designed by the World Bank's Private Sector Advisory Services Department, includes a CD-ROM self-guided tour of the material, an Executive Summary for senior officials, and 3 volumes which contain detailed information on the following subjects: Volume 1: What is PPI and how can advisors help? - Module 1: Principles of selection for advisory services to support PPI - Module 2: Identifying the stages of PPI - Module 3: The role of advisors - Module 4: Defining the project and the contract - Module 5: Use of advisors for small-scale projects Volume 2: Donor agencies and the funding of PPI advisory services - Module 6: Funding agency requirements Volume 3: How to select and manage PPI advisors - Module 7: Selecting advisors - Module 8: Paying advisors for their advice - Module 9: Managing the PPI advisory services


Takeovers in English and German Law

Takeovers in English and German Law
Author: Jennifer Payne
Publisher: Hart Publishing
Total Pages: 194
Release: 2002-11-06
Genre: Law
ISBN: 184113340X

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This book examines the law with regard to takeovers in England and Germany and the issues arising from cross-border mergers between them.


Chinese Wall 38 Success Secrets - 38 Most Asked Questions on Chinese Wall - What You Need to Know

Chinese Wall 38 Success Secrets - 38 Most Asked Questions on Chinese Wall - What You Need to Know
Author: Teresa Suarez
Publisher: Emereo Publishing
Total Pages: 44
Release: 2014-10-19
Genre: Reference
ISBN: 9781488860546

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Get It ALL With this Extensive Chinese Wall Guide. There has never been a Chinese Wall Guide like this. It contains 38 answers, much more than you can imagine; comprehensive answers and extensive details and references, with insights that have never before been offered in print. Get the information you need--fast! This all-embracing guide offers a thorough view of key knowledge and detailed insight. This Guide introduces what you want to know about Chinese Wall. A quick look inside of some of the subjects covered: Chinese wall - Popularization, Firewall, Great Wall of China, Investment bank - Conflicts of interest, Data leakage protection - Endpoint DLP (aka Data in Use ), Safe harbor (law) - United States, Clean-room reverse engineering, Great Wall of China hoax - Beginning, Bell-LaPadula model - Features, Dam - Earth-fill dams, Phoenix Technologies - Cloning the IBM PC BIOS, Chinese wall - Finance, Data loss prevention software - Endpoint DLP (aka Data in Use ), Investment banks, List of Mad Men characters - Megan Draper, List of Mad Men characters - Faye Miller, Clean room design, Chinese wall - Journalism, Chinese wall (disambiguation), Mad Men - Lead characters, Ray Wise - Television, Chinese wall (disambiguation) - In geography, Coutts - Clients, Providence, Rhode Island - Cityscape, Diedrich Bader - Filmography, BBDO - In popular culture, Chinese wall - Reverse engineering, Chinese wall - Law, Chinese wall - Computer security, Goldman Sachs - California bonds, Clean room design - Case law, Global Settlement - Enforcement actions, Chinese wall (disambiguation) - In media and entertainment, Investment banking, Securities research - Employment, Computer security policy - Hybrid policy model, Brewer and Nash model, Investment banks - Conflicts of interest, Proprietary trading - Conflicts of interest in proprietary trading, and much more...