Commodities Regulation PDF Download

Are you looking for read ebook online? Search for your book and save it on your Kindle device, PC, phones or tablets. Download Commodities Regulation PDF full book. Access full book title Commodities Regulation.

Commodities Regulation

Commodities Regulation
Author: Jerry W. Markham
Publisher: Clark Boardman Callaghan
Total Pages: 0
Release: 1987
Genre: Commodity exchanges
ISBN: 9780876325520

Download Commodities Regulation Book in PDF, ePub and Kindle

This treatise provides examination of the scope and intended application of the fraud, manipulation and trading practice prohibitions of the Commodity Exchange Act. It offers practitioners comprehensive treatment of specific types of fraud, prohibited trade practices, general standards, such as secondary liability and scienter, and many other topics.


Commodities Regulation

Commodities Regulation
Author: Philip McBride Johnson
Publisher:
Total Pages: 212
Release: 1989
Genre: Commodity exchanges
ISBN:

Download Commodities Regulation Book in PDF, ePub and Kindle


Derivatives Regulation

Derivatives Regulation
Author: Philip McBride Johnson
Publisher: Wolters Kluwer
Total Pages: 663
Release: 2004-01-01
Genre: Business & Economics
ISBN: 0735533369

Download Derivatives Regulation Book in PDF, ePub and Kindle

For over a quarter century, Commodities Regulation has been recognized as the resource covering the derivatives marketplace. Today, Derivatives Regulation builds on that expertise, delivering the coverage professionals and practitioners need in order to stay current with this changing topic. Derivatives Regulation comprehensively covers the Commodity Exchange Act along with all other relevant aspects of the regulation of securities that have an impact on the derivatives markets. Derivatives Regulation is completely updated to cover the full range of emerging regulatory, reporting, and legal issues surrounding derivatives and related instruments, including: Distinguishing between regulated and unregulated derivatives�and knowing which rules to apply The significant roles of the SEC and the federal laws in regulating derivatives Meeting standards for exemption or other relief The workings of the derivatives markets and the rules applicable to trading Registration, reporting, and disclosure requirements applicable to commodities professionals Criteria for publicly traded futures and commodity options Rules governing unprofessional conduct, including the antifraud and anti-manipulation prohibitions Customer protections, the CFTC�s reparations program, arbitration programs, and private rights of action in the courts


Commodities Regulation

Commodities Regulation
Author: Philip MacBride Johnson
Publisher:
Total Pages: 244
Release: 1989
Genre: Commodity exchanges
ISBN:

Download Commodities Regulation Book in PDF, ePub and Kindle


Regulation of Commodities Trading

Regulation of Commodities Trading
Author: Martin Liebi
Publisher: Oxford University Press, USA
Total Pages: 416
Release: 2019-11-07
Genre: Law
ISBN: 9780198799962

Download Regulation of Commodities Trading Book in PDF, ePub and Kindle

This book is the first to draw together the numerous different regulations which affect how commodities are traded in the EU. Having long been a largely deregulated industry, intense scrutiny in the aftermath of the global financial crisis has left commodities trading subject to a raft of harmonized regulations, many of which have yet to be finalized. Regulation of both the physical and the financial commodities markets is undergoing significant change and participants and their advisors are struggling to understand the changes in each jurisdiction as well as the cross-border implications. The book pulls together these various pieces of EU legislation and examines how they influence the way that commodities are traded in Europe. It also provides coverage of regulation at domestic level in key jurisdictions active in the marketplace, namely the UK, USA, Switzerland, and Singapore. Divided into eight sections, the book includes analysis of the commodities trading houses (including their motives and methods), the main trading venues, trading practices, and potential illicit practices and market abuses. Each section has a detailed transnational component in which the position in each specific jurisdiction is explained, drawing parallels and setting out the differences between these countries. This extremely topical publication is an essential reference work for all those advising on or researching the increasingly complex and globalized field of commodities trading.


Commodities Regulation

Commodities Regulation
Author: Philip Macbride Johnson
Publisher: Aspen Publishers
Total Pages: 900
Release: 1982-01-01
Genre:
ISBN: 9780316469470

Download Commodities Regulation Book in PDF, ePub and Kindle

This comprehensive two volume treatise on commodities law is directed at the practitioner in the field. A supplement containing the Futures Trading Act of 1982 and amended sections of the CEA is provided.


Ponzimonium

Ponzimonium
Author: Bartholomew H. Chilton
Publisher: Us Independent Agencies and Commissions
Total Pages: 86
Release: 2011-10-25
Genre: Business & Economics
ISBN:

Download Ponzimonium Book in PDF, ePub and Kindle

True stories of crime and punishment that will inform and educate anyone who wants to find out how to identify and avoid becoming entangled in an investment fraud.


Broker Dealer Operations Under Securities and Commodities Law

Broker Dealer Operations Under Securities and Commodities Law
Author: Jerry W. Markham
Publisher:
Total Pages:
Release: 1998-01-12
Genre:
ISBN: 9780420611307

Download Broker Dealer Operations Under Securities and Commodities Law Book in PDF, ePub and Kindle

This work is a two-volume treatise that zeroes in on crucial back-office operations issues faced by broker-dealers everyday. It includes protection, use of customer funds, net capital requirements, record-keeping, reporting and credit regulations. In addition, the work offers an overview of the historical development of broker-dealer practices and the regulatory framework that has grown up around them. It also integrates coverage of commodities regulation throughout the text, oftern comparing and contrasting the different ways securities and commodities regulatory schemes impact upon specific broker-dealer activities.