Bank Insider Activities
Author | : United States. General Accounting Office |
Publisher | : |
Total Pages | : 144 |
Release | : 1994 |
Genre | : Bank directors |
ISBN | : |
Download Bank Insider Activities Book in PDF, ePub and Kindle
Are you looking for read ebook online? Search for your book and save it on your Kindle device, PC, phones or tablets. Download Bank Insider Activities PDF full book. Access full book title Bank Insider Activities.
Author | : United States. General Accounting Office |
Publisher | : |
Total Pages | : 144 |
Release | : 1994 |
Genre | : Bank directors |
ISBN | : |
Author | : United States Government Accountability Office (GAO) |
Publisher | : Createspace Independent Publishing Platform |
Total Pages | : 144 |
Release | : 2018-02-15 |
Genre | : |
ISBN | : 9781985576711 |
GGD-94-88 Bank Insider Activities: Insider Problems and Violations Indicate Broader Management Deficiencies
Author | : DIANE Publishing Company |
Publisher | : |
Total Pages | : 140 |
Release | : 1994-06-01 |
Genre | : |
ISBN | : 9780788102073 |
A review of the insider activities in, and their effects on the health of financial institutions. Discusses the nature of insider problems, such as insider fraud, insider abuse, and loan losses to insiders at failed banks, and violations of insider laws and regulations at both failed and open banks. Also discusses the underlying causes of these problems and ways in which federal bank regulators could improve their oversight of these problems. 20 charts, tables and graphs.
Author | : United States. General Accounting Office |
Publisher | : |
Total Pages | : 140 |
Release | : 1994 |
Genre | : Bank directors |
ISBN | : |
Author | : Comptroller of Comptroller of the Currency Administrator of National Banks |
Publisher | : CreateSpace |
Total Pages | : 56 |
Release | : 2015-01-01 |
Genre | : |
ISBN | : 9781503328266 |
This "Insider Activities" booklet is one of several booklets in the Comptroller's Handbook that will be published under the theme of corporate governance. This booklet provides guidance on how banks may legally and prudently engage in transactions with insiders and implement risk management processes that provide for the appropriate control and monitoring of insider activities. This booklet also provides guidance on how examiners will review and assess insider activities during the supervisory process.
Author | : Robert L. Tortoriello |
Publisher | : |
Total Pages | : |
Release | : |
Genre | : Bank holding companies |
ISBN | : |
Author | : Office of Office of the Comptroller of the Currency |
Publisher | : |
Total Pages | : 105 |
Release | : 2019-07-27 |
Genre | : |
ISBN | : 9781083159205 |
The Office of the Comptroller of the Currency (OCC) charters, regulates, and supervises all national banks and federal savings associations (collectively, banks), as well as federal branches and agencies of foreign banks. In regulating banks, the OCC has the power to:* examine the banks.* approve or deny applications for new charters, branches, capital, or otherchanges in corporate or banking structure.* take supervisory actions against banks that do not comply with lawsand regulations or that otherwise engage in unsafe or unsound practices.The OCC also can remove officers and directors, negotiate agreementsto change banking practices, and issue cease-and-desist (C&D) orders aswell as civil money penalties (CMP).* issue rules and regulations, legal interpretations, and corporate decisionsgoverning investments, lending, and other activities.Boards of directors play critical roles in the successful operation of banks. The OCC recognizes the challenges facing bank directors. The Director's Book: Role of Directors for National Banks and Federal Savings Associations helps directors fulfill their responsibilities in a prudent manner. This book provides an overview of the OCC, outlines directors' responsibilities as well as management's role, explains basic concepts and standards for safe and sound operation of banks, and delineates laws and regulations that apply to banks. To better understand a particular bank activity and its associated risks, directors should refer to the Comptroller's Handbook booklets, including the "Corporate and Risk Governance" booklet. For information generally found in board reports, including "red flags"--ratios or trends that may signal existing or potential problems--directors should refer to Detecting Red Flags in Board Reports: A Guide for Directors..
Author | : Office of the Comptroller of the Currency |
Publisher | : Createspace Independent Publishing Platform |
Total Pages | : 84 |
Release | : 2014-10-19 |
Genre | : Reference |
ISBN | : 9781502846365 |
Good decisions begin with good information. A bank's board of directors needs concise, accurate, and timely reports to help it perform its fiduciary responsibilities. This booklet describes information generally found in board reports, and it highlights “red flags”—ratios or trends that may signal existing or potential problems. An effective board is alert for the appearance of red flags that give rise to further inquiry. By making further inquiry, the directors can determine if a substantial problem exists or may be forming.
Author | : |
Publisher | : |
Total Pages | : 44 |
Release | : 1988 |
Genre | : Bank examination |
ISBN | : |
Author | : Michel Fleuriet |
Publisher | : McGraw Hill Professional |
Total Pages | : 369 |
Release | : 2008-07-20 |
Genre | : Business & Economics |
ISBN | : 0071642889 |
Insider guidance to the modern world of investment banking today In Investment Banking Explained, Wharton professor and globalfinancier Michel Fleuriet provides a complete overview ofinvestment banking in its modern form; defines key terms; identifiesstructures, strategies, and operational aspects; and analyzesthe strategy in each of the main functional areas of aninvestment bank.