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A Practitioner's Guide to EU Financial Services Directives

A Practitioner's Guide to EU Financial Services Directives
Author: Freshfields Bruckhaus Deringer
Publisher:
Total Pages: 436
Release: 2006
Genre: Banking law
ISBN: 9781905121076

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This text covers 17 directives impacting on financial services, including regulation of credit institutions, regulation of investment firms and the wholesale markets, regulation of retail markets, regulation of insurance companies, and prudential rules and supervision.


A Practitioner's Guide to MiFID II

A Practitioner's Guide to MiFID II
Author: Jonathan Herbst
Publisher:
Total Pages: 438
Release: 2015
Genre: Financial instruments
ISBN: 9780414026858

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A complete practitioner's guide to the provisions and practical implications of the new Markets in Financial Instruments Directive, MiFID II, and the new regulation, MiFIR. Written by a team of authors that includes some of the industry's foremost experts, the book will cover: ; Both the original directive and all the changes and extensions brought about by MiFID II; How the directive will impact firms and how they need to prepare for its implementation ; How the directive interacts with other European and UK level legislation.


Financial Services Law

Financial Services Law
Author: Matthias Lehmann
Publisher:
Total Pages: 1200
Release: 2017-07
Genre:
ISBN: 9783406708701

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EU Competition Law and the Financial Services Sector

EU Competition Law and the Financial Services Sector
Author: Andrea Lista
Publisher: Taylor & Francis
Total Pages: 440
Release: 2013-06-07
Genre: Law
ISBN: 1135044643

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Competition law is a complex and constantly evolving area of law which affects every aspect of the market economy, including the financial services sector. This book is a comprehensive and practical guide to the application of the EU competition rules to banking and insurance industries. This book is divided into two parts: the first part explores the application of Articles 101, 102 and 107 TFEU to the insurance industry. Emphasis is placed on recent changes which have progressively eroded the block exemption regime that traditionally benefited the insurance industry. In the second part of the book, focus is on the application of the Articles of TFEU to the banking industry, with specific reference to card payment systems, which give rise to some of the most intricate antitrust issues in the financial services sector. Relevant Commission decisions and European Court of Justice case law are discussed and suggestions are made for an alternative regulatory framework through comparative analysis of US regulations. This book will be an invaluable reference point for legal practitioners specialising in EU Competition law, as well as postgraduate students and academic researchers working in competition law and the financial services sector.


Financial Regulation and Civil Liability in European Law

Financial Regulation and Civil Liability in European Law
Author: Olha O. Cherednychenko
Publisher: Edward Elgar Publishing
Total Pages: 327
Release: 2020-11-27
Genre: Law
ISBN: 1789908116

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This insightful book provides a comprehensive analysis of the interplay between EU financial regulation and civil liability. It explores this interrelationship in order to determine whether a coordinated approach has been adopted.


A Practitioner's Guide to Conflicts of Interest in the Financial Services Industry

A Practitioner's Guide to Conflicts of Interest in the Financial Services Industry
Author: Dick Frase
Publisher: Sweet & Maxwell
Total Pages: 365
Release: 2012
Genre: Business & Economics
ISBN: 0414049411

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This title examines in a practical manner the complex law and regulations that now exist in the United Kingdom, the United States of America and various other important jurisdictions concerning the concept of conflicts of interest and how the principles have been applied in the financial services industry