A Practitioner's Guide to Banking Regulation
| Author | : |
| Publisher | : |
| Total Pages | : 450 |
| Release | : 2016-11-30 |
| Genre | : |
| ISBN | : 9780414061286 |
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A Practitioner's Guide to the Regulation of Investment Banking
| Author | : Simon Gleeson |
| Publisher | : |
| Total Pages | : 465 |
| Release | : 2013-11-12 |
| Genre | : Banking law |
| ISBN | : 9780414028135 |
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A complete guide to the regulation of investment banking activities. Since publication of the 2nd edition in 2007 there have been a number of very significant developments which will fundamentally affect the way that investment banking is conducted in the UK, Europe and internationally. The 3rd edition has been substantially restructured and revised to take into account these developments, including the Vickers Report, Basel III, MiFID II and the Dodd Frank Act in the US.
A Practitioner's Guide to the FSA Regulation of Investment Banking
| Author | : Nigel Boardman |
| Publisher | : |
| Total Pages | : 399 |
| Release | : 2006 |
| Genre | : Investment banking |
| ISBN | : 9781905121038 |
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A guide to the changes affecting corporate finance regulation with an emphasis on the investment banking sector. Written by a team of leading practitioners, it provides insight into the implications of the regulatory environment for a range of corporate finance activities. It is suitable for lawyers, accountants, and corporate finance personnel.
A Practitioner's Guide to the FSA Regulation of Investment Banking
| Author | : Nigel Boardman |
| Publisher | : |
| Total Pages | : 427 |
| Release | : 2002 |
| Genre | : Investment banking |
| ISBN | : 9781898830559 |
Download A Practitioner's Guide to the FSA Regulation of Investment Banking Book in PDF, ePub and Kindle
The investment banking industry is increasingly broad-based and covers many corporate finance activities such as debt and equity financings, leveraged buy-outs and mergers and acquisitions. With the Financial Services Authority's regime now underway, it remains essential that practitioners and others continue to have a proper understanding of the regulation and legislation underpinning the implementation of these activities - as well as an awareness of the regulation defining categories of customer, financial promotion, market abuse, misleading statements and practices. This book is written by a team of experts covering the range of corporate finance and advisory activities.
A Practitioner's Guide to Trade and Commodity Finance
| Author | : Geoffrey Wynne |
| Publisher | : |
| Total Pages | : 0 |
| Release | : 2021 |
| Genre | : Foreign trade regulation |
| ISBN | : 9780414081017 |
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A Practitioner's Guide to EU Financial Services Directives
| Author | : Freshfields Bruckhaus Deringer |
| Publisher | : |
| Total Pages | : 436 |
| Release | : 2006 |
| Genre | : Banking law |
| ISBN | : 9781905121076 |
Download A Practitioner's Guide to EU Financial Services Directives Book in PDF, ePub and Kindle
This text covers 17 directives impacting on financial services, including regulation of credit institutions, regulation of investment firms and the wholesale markets, regulation of retail markets, regulation of insurance companies, and prudential rules and supervision.
A Practitioner's Guide to the Regulation of Insurance
| Author | : Charles Rix |
| Publisher | : |
| Total Pages | : 350 |
| Release | : 2014-08-21 |
| Genre | : Financial services industry |
| ISBN | : 9780414028357 |
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This fully revised title examines the UK and European regulatory regimes and their impact on the insurance industry, providing practical advice for compliance officers and professional advisers. It covers all aspects of the life and non-life insurance industries, from establishment, authorisation and ownership to conduct of business and financial supervision. There is also coverage of reinsurance and friendly societies
A Practitioner's Guide to Financial Services Investigations and Enforcement
| Author | : Carlos Conceicao |
| Publisher | : |
| Total Pages | : 443 |
| Release | : 2014-03-24 |
| Genre | : Financial services industry |
| ISBN | : 9780414027565 |
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This is a practical resource for all firms and individuals that may find themselves the subject of, or be asked to assist in, an investigation or enforcement action. Covering procedure under the new UK financial services regulatory structure, it deals with every stage of the investigation and enforcement process, from internal investigations through to challenging decisions of the Financial Services Tribunal.
A Practitioner's Guide to the FSA Regulation of Banking
| Author | : John Tattersall |
| Publisher | : |
| Total Pages | : 377 |
| Release | : 2002 |
| Genre | : Banking law |
| ISBN | : 9781898830580 |
Download A Practitioner's Guide to the FSA Regulation of Banking Book in PDF, ePub and Kindle
The regulatory environment in which the banking sector operates has been evolving significantly, not onlys a result of the implementation of the Financial Services and Markets Act, but also due to external regulatory developments at both the EU and international level. This new book focuses on the risk-based approach to regulation, which will impact on the way banks are regulated on a day-to-day basis. It examines, amongst other areas, credit risk, liquidity risk and operational risk, as well as providing detailed commentary on authorisation and supervision and the FSA's enforcement regime.
A Practitioner's Guide to Conflicts of Interest in the Financial Services Industry
| Author | : Dick Frase |
| Publisher | : Sweet & Maxwell |
| Total Pages | : 365 |
| Release | : 2012 |
| Genre | : Business & Economics |
| ISBN | : 0414049411 |
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This title examines in a practical manner the complex law and regulations that now exist in the United Kingdom, the United States of America and various other important jurisdictions concerning the concept of conflicts of interest and how the principles have been applied in the financial services industry
