Why 10b 5 Litigation Risk Is Higher For Technology And Financial Services Firms PDF Download
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Author | : Christopher Llewellyn Jones |
Publisher | : |
Total Pages | : 70 |
Release | : 1996 |
Genre | : Class actions (Civil procedure) |
ISBN | : |
Download Why 10b-5 Litigation Risk is Higher for Technology and Financial Services Firms Book in PDF, ePub and Kindle
Author | : Christopher L. Jones |
Publisher | : |
Total Pages | : |
Release | : 2014 |
Genre | : |
ISBN | : |
Download Why 10b-5 Litigation Risk is Higher for Technology and Financial Services Firms Book in PDF, ePub and Kindle
In this paper we analyze why 10b-5 litigation risk was higher for corporations in technology and financial services industries than for companies in other industries between 1989 and 1992. We find that technology firms were more likely to be sued primarily because of characteristics reflected in stock market variables. The estimated proportion of outstanding shares that traded during the previous year explains most of the elevated litigation risk. Contrary to conventional wisdom, the relatively high volatility of stock returns for technology firms explains only a small portion of the greater incidence of litigation in this industry. After controlling for stock market characteristics, membership in a technology industry has little incremental effect on litigation risk. Our stock market variables are unable to explain why financial services companies were more likely than other firms to be sued during this period. In fact, the estimated effect of membership in a financial services industry on litigation risk is larger once we control for these variables.
Author | : Christopher Llewellyn Jones |
Publisher | : |
Total Pages | : 52 |
Release | : 1996 |
Genre | : Class actions (Civil procedure) |
ISBN | : |
Download Why 10b-5 Litigation Risk is Higher for Technology and Financial Services Firms Book in PDF, ePub and Kindle
Author | : Gary Previts |
Publisher | : Elsevier |
Total Pages | : 305 |
Release | : 2000-12-20 |
Genre | : Business & Economics |
ISBN | : 0080546242 |
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The scope of service provided by professional accountants is influenced by legislation and case law as well as the dictates of a variety of government and private sector agencies; including State Boards of Accountancy, Academic Accreditation Bodies, the United States Securities and Exchange Commission, independent standard setting bodies such as the Federal Accounting Standards Advisory Board [US], the Financial Accounting Standards Board [US], and self-regulatory organizations such as State Societies of CPAs and the American Institute of Certified Public Accountants. There are equivalent and emerging national bodies that exist in most developed and developing countries, and further there are emerging global coordinating entities as well, which attempt to coordinate the activities among nations. It is important for academics, students, practitioners, regulators and researchers to consider, study and understand the role and relationship of such bodies with the practice and content of our discipline. Research in Accounting Regulation is a refereed annual serial that seeks to publish high quality manuscripts, which address regulatory issues and policy affecting the practice of accountancy, broadly defined. Topics of interest include research based upon: self-regulatory activities, case law and litigation, government and quasi-governmental regulation, and the economics of regulation, including modeling. The serial aims to encourage the submission of original empirical, behavioral or applied research manuscripts that consider strategic and policy implications for regulation, regulatory models and markets.
Author | : United States. Congress. Senate. Committee on Banking, Housing, and Urban Affairs. Subcommittee on Securities |
Publisher | : |
Total Pages | : 256 |
Release | : 1998 |
Genre | : Business & Economics |
ISBN | : |
Download Securities Litigation Abuses Book in PDF, ePub and Kindle
Author | : American Bar Association. House of Delegates |
Publisher | : American Bar Association |
Total Pages | : 216 |
Release | : 2007 |
Genre | : Law |
ISBN | : 9781590318737 |
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The Model Rules of Professional Conduct provides an up-to-date resource for information on legal ethics. Federal, state and local courts in all jurisdictions look to the Rules for guidance in solving lawyer malpractice cases, disciplinary actions, disqualification issues, sanctions questions and much more. In this volume, black-letter Rules of Professional Conduct are followed by numbered Comments that explain each Rule's purpose and provide suggestions for its practical application. The Rules will help you identify proper conduct in a variety of given situations, review those instances where discretionary action is possible, and define the nature of the relationship between you and your clients, colleagues and the courts.
Author | : United States. Congress. House. Committee on Commerce. Subcommittee on Finance and Hazardous Materials |
Publisher | : |
Total Pages | : 100 |
Release | : 1998 |
Genre | : Business & Economics |
ISBN | : |
Download Implementation of the Private Securities Litigation Reform Act of 1995 Book in PDF, ePub and Kindle
Author | : |
Publisher | : |
Total Pages | : 1088 |
Release | : 1997 |
Genre | : Actions and defenses |
ISBN | : |
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Author | : United States. Congress. Senate. Committee on Banking, Housing, and Urban Affairs. Subcommittee on Securities |
Publisher | : |
Total Pages | : 120 |
Release | : 1998 |
Genre | : Business & Economics |
ISBN | : |
Download The Securities Litigation Uniform Standards Act of 1997--S. 1260 Book in PDF, ePub and Kindle
Author | : Susan D. Sawtelle |
Publisher | : DIANE Publishing |
Total Pages | : 47 |
Release | : 2012-10-14 |
Genre | : Business & Economics |
ISBN | : 1437989357 |
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