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| Author | : Thomas Lee Hazen |
| Publisher | : West Group Publishing |
| Total Pages | : 1194 |
| Release | : 2002 |
| Genre | : Business & Economics |
| ISBN | : |
"This Hornbook is aimed primarily at law students. It is a substantial abridgement of my four-volume Treatise on the law of securities regulation"--P. ix.
| Author | : David L. Ratner |
| Publisher | : |
| Total Pages | : 376 |
| Release | : 1982 |
| Genre | : Business & Economics |
| ISBN | : |
| Author | : Thomas Lee Hazen |
| Publisher | : West Academic Publishing |
| Total Pages | : 986 |
| Release | : 2006 |
| Genre | : Business & Economics |
| ISBN | : |
The Fifth Edition of Professors Hazen's Hornbook has been revised to reflect the SEC's offering reform introduced in late 2005 and also recent Supreme Court developments. Professor Hazen's Hornbook now is totally up to date. The Revised Fifth Edition is a comprehensive secondary source for any course in Securities Regulation. Coverage includes definition of ?security,? registration and disclosure obligations under the Securities Act of 1933, exemptions from registration, reporting obligations under the Securities Exchange Act of 1934, the proxy rules, tender offer regulation, civil liabilities. The book also focuses on broker-dealer regulation, market regulation, and the administrative role of the Securities and Exchange Commission. The book also covers the securities law issues such as the proxy rules and insider trading that are covered in basic courses on corporations and business associations. In addition, the Investment Company Act and Investment Advisers Act are also covered making the book suitable for advanced courses in securities regulation as well. The Hornbook contains footnotes to resources that will aid students in further research and also is organized in the same manner as the six volume Practitioner's edition in order to facilitate easy cross reference.
| Author | : James D. Cox |
| Publisher | : |
| Total Pages | : 194 |
| Release | : 2006 |
| Genre | : Business & Economics |
| ISBN | : |
Covers the Offering Rules, the sweeping reforms for the public offering of securities adopted by the SEC in June 2005. This work includes the Dura Pharmaceuticals decision, with note material examining the full implications; examines the developments regarding forward looking statements and the significant Supreme Court decision; and more.
| Author | : Marc I. Steinberg |
| Publisher | : Law Journal Press |
| Total Pages | : 1220 |
| Release | : 1984 |
| Genre | : Business & Economics |
| ISBN | : 9781588520210 |
This book provides you with the guidance you need to protect your clients' confidential information while facing disclosure and liability concerns under the securities laws.
| Author | : Thomas Lee Hazen |
| Publisher | : American Bar Association |
| Total Pages | : 0 |
| Release | : 2011 |
| Genre | : Law |
| ISBN | : 9781616320973 |
The book is designed to provide an understanding of the federal securities laws; emphasizing those areas of the law that are likely to be confronted in a general or corporate practice, while giving some coverage to market regulation, broker-dealers, and the regulation of investment companies and investment advisers.
| Author | : Louis Loss |
| Publisher | : Aspen Publishers |
| Total Pages | : 820 |
| Release | : 2009 |
| Genre | : Business & Economics |
| ISBN | : |
"The universally acknowledged work Securities Regulation is of immense day-to-day value to the practitioner. The authors' analysis of all relevant statutes plus thousands of cases, SEC administrative decisions and letters definitively clarifies such questions as: When does a note fall within the definition of a "security" How have the courts altered the express civil liability provisions of the federal securities laws? Can the SEC impose additional ten-day suspensions on trading without notice? Does scienter include reckless as well as intentional conduct? And countless others, so that you're almost sure to find coverage of the "small point" on which your case may turn."--Publisher's website.
| Author | : Robert C. Rosen |
| Publisher | : |
| Total Pages | : 0 |
| Release | : 1986 |
| Genre | : International finance |
| ISBN | : 9780379208252 |
Definitive and comprehensive, International Securities Regulation is the first treatise on international securities with translations of laws and regulations of 30 jurisdictions entirely in English. This seven-volume set encompasses the complete range of securities topics, including legal systems, securities regulatory schemes, descriptions of public securities markets, and discussions of those regulations regarding substantive securities matters. Lawyers, regulators, and professionals with first-hand, day-to-day experience have written commentary for each jurisdiction. Commentary focuses on each country's legal system, public securities markets, security regulations and implementations, and recent trends and developments.
| Author | : Marc I. Steinberg |
| Publisher | : LexisNexis/Matthew Bender |
| Total Pages | : 554 |
| Release | : 2007 |
| Genre | : Business & Economics |
| ISBN | : |
| Author | : Alan R. Palmiter |
| Publisher | : |
| Total Pages | : 564 |
| Release | : 2005 |
| Genre | : Business & Economics |
| ISBN | : |
Students depend on Securities Regulation: Examples & Explanations because it gives them what they need: - coverage of key concepts, such as public offerings, exemptions from registration, liability in securities offerings, materiality, definition of security, securities fraud, insider trading, SEC enforcement, and cross-border regulation - Examples and Explanations approach that reinforces learning by combining textual material with well-written examples, questions, and explanations - assistance in navigating a complex subject, beginning with clear delineations of the basic concepts of securities regulation and then applying the concepts in specific areas - numerous examples drawn from newsworthy events - content corresponds to the topics in the leading casebooks - sound and logical organization moves from major themes to specifics - clear and straightforward writing style The Third Edition keeps pace with developments in the law: - Sarbanes-Oxley Act with comprehensive overview and developments, including new problems - new SEC rules on expanded risk disclosure, company certifications, and lawyer up the ladder reporting - new material on IPO abuses: spinning, flipping, gun-jumping - new NYSE and NASDAQ rules on corporate governance listing standards and stock analysts - new and updated cases - new and revised examples
