Securities Laws Enforcement PDF Download
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Author | : Robin Hui Huang |
Publisher | : Cambridge University Press |
Total Pages | : 553 |
Release | : 2017-09-28 |
Genre | : Law |
ISBN | : 1316738507 |
Download Enforcement of Corporate and Securities Law Book in PDF, ePub and Kindle
This book assembles the world's most authoritative specialists for a comparative analysis of the enforcement of corporate and securities laws in thirteen national jurisdictions. It examines the enforcement of corporate and securities laws across the globe and across different legal and political systems from an in-depth comparative perspective.
Author | : David M. Stuart |
Publisher | : |
Total Pages | : 0 |
Release | : 2015-08-07 |
Genre | : Corporation law |
ISBN | : 9781402424717 |
Download SEC Compliance and Enforcement Answer Book 2015 Book in PDF, ePub and Kindle
SEC Compliance and Enforcement Answer Book 2015 answers hundreds of real-world questions related to the nuances of unique SEC Enforcement procedure, and provides sophisticated insight on the complex and extensive body of federal securities laws. Edited by David M. Stuart (Cravath, Swaine and Moore LLP), this expert Q&A guide compiles the perspectives of leading practitioners from around the country who have previously served in the SEC Enforcement Division, many of whom were in some of the most senior positions in the Division. Leveraging the authors' experience and expertise, SEC Compliance and Enforcement Answer Book 2015 provides nuts and bolts guidance on: - Conducting an effective internal investigation - while the SEC is simultaneously investigating - Responding to SEC requests and subpoenas for documents, interviews, and testimony - Cooperating effectively with SEC staff - The Wells process, negotiating resolutions, and litigating with the SEC - The complexities that arise when criminal and international law enforcement authorities becomes involved in an SEC investigation Additionally, SEC Compliance and Enforcement Answer Book 2015 answers questions on insider trading, accounting and securities fraud, market manipulation and foreign corruption. The Q&A guide also tackles special issues related to investigations of attorneys, accountants, and those identified by whistleblowers.
Author | : Wenming Xu |
Publisher | : Springer Nature |
Total Pages | : 157 |
Release | : 2022-03-14 |
Genre | : Law |
ISBN | : 9811909040 |
Download The Enforcement of Securities Law in China Book in PDF, ePub and Kindle
This book takes a law and economic approach to examine the securities law enforcement in China and provides an in-depth empirical analysis on the enforcement inputs and outputs. In contrast to previous studies, it systematically collects a large sample of judicated securities fraud cases and public sanctions as disclosed by the listed companies. The enforcement regime is further divided into the private enforcement exemplified by the civil litigation imitated by harmed investors and public enforcement by sanctions proceedings initiated by public agencies. Academic researchers, policy makers and practitioners, who are interested in the securities market and regulation could find the information provided in this book interesting.
Author | : Pierre-Henri Conac |
Publisher | : Cambridge University Press |
Total Pages | : 1363 |
Release | : 2019-01-03 |
Genre | : Law |
ISBN | : 1108577423 |
Download Global Securities Litigation and Enforcement Book in PDF, ePub and Kindle
Global Securities Litigation and Enforcement provides a clear and exhaustive description of the national regime for the enforcement of securities legislation in cases of misrepresentation on financial markets. It covers 29 jurisdictions worldwide, some of them are important although their law is not well known. It will be an invaluable resource for academics and students of securities litigation, as well as for lawyers, policy-makers and regulators. The book also provides a comprehensive contribution debate on whether public or private enforcement is preferable in terms of development of securities markets. It will appeal to those interested in the legal origins theory and in comparative securities law, and shows that the classification of jurisdictions within legal families does not explain the differences in legal regimes. While US securities law often serves as a model for international convergence, some of its elements, such as securities class actions, have not been adopted worldwide.
Author | : Marc I. Steinberg |
Publisher | : LexisNexis/Matthew Bender |
Total Pages | : 554 |
Release | : 2007 |
Genre | : Business & Economics |
ISBN | : |
Download Understanding Securities Law Book in PDF, ePub and Kindle
Author | : Roger M. Adelman |
Publisher | : Section of Administrative Law and Regulatory an Bar Associat |
Total Pages | : 554 |
Release | : 1997 |
Genre | : Business & Economics |
ISBN | : |
Download The Securities Enforcement Manual Book in PDF, ePub and Kindle
Author | : Donna M. Nagy |
Publisher | : West Academic Publishing |
Total Pages | : 1080 |
Release | : 2008 |
Genre | : Business & Economics |
ISBN | : |
Download Securities Litigation and Enforcement Book in PDF, ePub and Kindle
Designed to suit a variety of two or three credit courses and seminars, the casebook is being used to teach (1) courses in "securities litigation" that examine litigation topics under the Exchange Act and the Securities Act; (2) courses in "securities enforcement" that center on SEC and criminal enforcement, market manipulation, insider trading, and the professional responsibilities of attorneys and accountants; and (3) more specialized courses or seminars that build around the theme of "current topics in securities litigation."
Author | : United States. Congress. Senate. Committee on Banking, Housing, and Urban Affairs. Subcommittee on Securities |
Publisher | : |
Total Pages | : 500 |
Release | : 1990 |
Genre | : Fines (Penalties) |
ISBN | : |
Download The Securities Law Enforcement Remedies Act of 1989 Book in PDF, ePub and Kindle
Author | : United States. Congress. House. Committee on Energy and Commerce. Subcommittee on Telecommunications and Finance |
Publisher | : |
Total Pages | : 172 |
Release | : 1989 |
Genre | : Securities |
ISBN | : |
Download Securities Laws Enforcement Book in PDF, ePub and Kindle
Author | : United States. Securities and Exchange Commission. Division of Enforcement |
Publisher | : |
Total Pages | : 144 |
Release | : 2008 |
Genre | : Corporation law |
ISBN | : |
Download Enforcement Manual Book in PDF, ePub and Kindle