Securities Investor Protection Corporation PDF Download
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Author | : Richard J. Hillman |
Publisher | : DIANE Publishing |
Total Pages | : 100 |
Release | : 2001-09 |
Genre | : Business & Economics |
ISBN | : 9780756716813 |
Download Securities Investor Protection Book in PDF, ePub and Kindle
Assesses the operations of the Securities Investor Protection Corp. (SIPC), established in 1970. It discusses: (1) the basis for SIPC policies involving unauthorized trading and the extent that these policies are disclosed to investors; (2) the basis for SIPC policies involving the affiliates of SIPC member firms and the extent that these policies are disclosed to investors; (3) the SECs oversight of SIPC; and (4) the disclosure rules for SIPC, the FDIC, and state insurance guarantee associations, as well as the related implications for consumers as the financial services industry consolidates. Includes recommendations to the SIPC and the SEC regarding disclosure of SIPC policies and SEC's SIPC oversight.
Author | : |
Publisher | : |
Total Pages | : 16 |
Release | : 1980 |
Genre | : Investment guaranty insurance |
ISBN | : |
Download Securities Investor Protection Corporation Book in PDF, ePub and Kindle
Author | : |
Publisher | : DIANE Publishing |
Total Pages | : 42 |
Release | : |
Genre | : |
ISBN | : 1428943145 |
Download Securities investor protection update on matters related to the Securities Investor Protection Corporation. Book in PDF, ePub and Kindle
Author | : United States. General Accounting Office |
Publisher | : |
Total Pages | : 100 |
Release | : 2001 |
Genre | : Disclosure of information |
ISBN | : |
Download Securities Investor Protection Book in PDF, ePub and Kindle
Author | : Securities Investor Protection Corporation |
Publisher | : |
Total Pages | : 14 |
Release | : 1982 |
Genre | : Investment guaranty insurance |
ISBN | : |
Download SIPC and Customer Protection Book in PDF, ePub and Kindle
Author | : Securities Investor Protection Corporation |
Publisher | : |
Total Pages | : 44 |
Release | : 2010 |
Genre | : |
ISBN | : |
Download Annual Report - Securities Investor Protection Corporation Book in PDF, ePub and Kindle
Author | : United States. Congress. House. Committee on Interstate and Foreign Commerce. Subcommittee on Consumer Protection and Finance |
Publisher | : |
Total Pages | : 102 |
Release | : 1980 |
Genre | : Bankruptcy |
ISBN | : |
Download Securities Investor Protection Act Amendment Book in PDF, ePub and Kindle
Author | : United States. Congress. House. Committee on Financial Services. Subcommittee on Capital Markets, Insurance, and Government Sponsored Enterprises |
Publisher | : |
Total Pages | : 172 |
Release | : 2010 |
Genre | : Business & Economics |
ISBN | : |
Download Assessing the Limitations of the Securities Investor Protection Act Book in PDF, ePub and Kindle
Author | : Securities Investor Protection Corporation |
Publisher | : |
Total Pages | : |
Release | : 198? |
Genre | : Bankruptcy |
ISBN | : |
Download Securities Investor Protection Corporation [guide Book in PDF, ePub and Kindle
Author | : United States. General Accounting Office |
Publisher | : |
Total Pages | : 108 |
Release | : 1992 |
Genre | : Securities |
ISBN | : |
Download Securities Investor Protection Book in PDF, ePub and Kindle