Regulating Financial Derivatives PDF Download
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Author | : Ronald H. Filler |
Publisher | : |
Total Pages | : 0 |
Release | : 2014 |
Genre | : Derivative securities |
ISBN | : 9780314289704 |
Download Regulation of Derivative Financial Instruments Book in PDF, ePub and Kindle
As a result of the Dodd-Frank Act Wall Street Reform and Consumer Protection Act of 2010, derivatives regulation has become a hot topic on Wall Street and is, therefore, of much interest to law firms with financial institutions as clients. An increasing number of classes on this subject are being taught at law schools around the country, but, to date, there has been no casebook on the subject. This casebook explores the regulation of swaps, futures and options by the Commodity Futures Trading Commission and the Securities and Exchange Commission. It examines the regulatory history of derivative instruments and traces the development of modern market structures while addressing the role of the exchanges, the clearinghouses, and market participants, such as futures commission merchants, swap dealers, and hedge funds that act as commodity pool operators. Structured in a traditional format, this casebook uses cases to teach students important points of law and industry practices needed to understand the role played by derivative instruments in modern finance. The cases are accompanied by commentary from the authors expanding on the points raised in the cases.
Author | : Alexandra G. Balmer |
Publisher | : Edward Elgar Publishing |
Total Pages | : 256 |
Release | : 2018-06-29 |
Genre | : Law |
ISBN | : 1788111923 |
Download Regulating Financial Derivatives Book in PDF, ePub and Kindle
This book puts forward a holistic approach to post-crisis derivatives regulation, providing insight into how new regulation has dealt with the risk that OTC derivatives pose to financial stability. It discusses the implications that post crisis regulation has had on central counterparties and the risk associated with clearing of OTC derivatives. The author offers a novel solution to tackle the potential negative externalities from the failure of a central counterparty and identifies potential new risks arising from post crisis reforms.
Author | : Gary E. Kalbaugh |
Publisher | : |
Total Pages | : 698 |
Release | : 2018-05-27 |
Genre | : |
ISBN | : 9781531004156 |
Download Derivatives Law and Regulation Book in PDF, ePub and Kindle
Author | : Raffaele Scalcione |
Publisher | : Kluwer Law International B.V. |
Total Pages | : 458 |
Release | : 2011-01-01 |
Genre | : Law |
ISBN | : 9041134301 |
Download The Derivatives Revolution Book in PDF, ePub and Kindle
It is now widely recognized that an uncontrolled "derivatives revolution" triggered one of the most spectacular worst-case scenarios of modern times. This book - the most cogent legal analysis of the subject yet to appear in any language - lays bare the core role played by the failure to adequately regulate derivatives in the financial crisis of recent years. The author's insistence that derivatives must be viewed not as profit-seeking investments but as risk management tools - and his well-grounded prescriptions to ensure that they are regulated in that way - sheds clear light on the best way for companies, financial institutions, and hedge funds to move forward in their use of these useful but highly hazardous instruments. This book clearly shows how such elements as the following fit into the legal analysis of derivatives, and how proper regulation will preserve their usefulness and economic value: ; derivatives allow for the most efficient and cost-effective risk fractioning, hence risk taking, techniques ever conceived; derivatives allow for all measurable and identifiable risks that may exist in modern finance; the ability to isolate risks and insure against risk exposures is the key to the very survival of modern financial markets; risk buyers effectively take on financial exposure to various types of risk while hedgers unload unwanted exposures; derivatives allow domestic investors to acquire exposure to foreign markets without the necessity of dealing with foreign laws, foreign investments, currency exchange, or foreign fiscal regimes; derivatives increase social welfare by making it easier and less expensive to carry out many types of financial transactions; derivatives allow governments to insulate, manage, hedge or concentrate risks deriving from financial, meteorological, and even geopolitical exposure; and derivatives allow radical changes to financial and risk structure to be performed silently and rapidly. To the question: how do we ensure that a company trading derivatives is regulated effectively? this work offers a clear and convincing answer. The author's detailed recommendations for regulatory and corporate governance measures are designed to prevent excessive risk taking, the emergence of rogue traders, and ultimately the emergence of another systemic disturbance caused by chains of derivatives-related losses.
Author | : Mert Ozenay |
Publisher | : GRIN Verlag |
Total Pages | : 85 |
Release | : 2019-05-15 |
Genre | : Business & Economics |
ISBN | : 3668938997 |
Download Assessment of post-GFC derivative regulations and impact of new processes and technologies in the financial derivatives sector Book in PDF, ePub and Kindle
Seminar paper from the year 2019 in the subject Economics - Finance, , language: English, abstract: The year 2008 marks one of the worst financial crises since the Great Depression. This market crisis has caused a paradigm shift in the global financial and capital markets. During the period between 2008 and 2012, a number of complications were seen in the markets, ultimately leading to a collapse of many institutions. Credit risk and complex securitized products were priced incorrectly and insufficient risk management functions amplified the scale of risks transmitted within multiple channels across the global markets. This paper addresses these developments and explores the current state of regulatory convergence. It furthermore seeks to understand the optimum level of regulatory convergence in the derivatives market and evaluates the developments in the global derivative markets. The primary focus is not on critically evaluating the highly technical aspects of regulatory developments but rather on assessing the practical outcomes derived from such changes. In addition, this paper also seeks to find an answer to achieve transformative changes by setting effective policies across the EU and the US derivatives landscape. This paper is furthermore focused on the more recent technological advancements which have a direct impact on derivative trading activities. Taking into consideration that innovation has tended to outpace regulation throughout history, it attempts to answer the question of regulating two selected innovations: smart derivative contracts and derivative security tokens.
Author | : Eric Helleiner |
Publisher | : Oxford University Press |
Total Pages | : 289 |
Release | : 2018-02-07 |
Genre | : Political Science |
ISBN | : 0190864583 |
Download Governing the World's Biggest Market Book in PDF, ePub and Kindle
In the wake of the 2008 global financial crisis, the regulation of the world's enormous derivatives markets assumed center stage on the international public policy agenda. Critics argued that loose regulation had contributed to the momentous crisis, but lasting reform has been difficult to implement since. Despite the global importance of derivatives markets, they remain mysterious and obscure to many. In Governing the World's Biggest Market, Eric Helleiner, Stefano Pagliari, and Irene Spagna have gathered an international cast of contributors to rectify this relative neglect. They examine how G20 governments have developed a coordinated international agenda to enhance control over these markets, which had been allowed to grow largely unchecked before the crisis. In analyzing this reform agenda, they advance three core arguments: first, the agenda to rein in these enormous markets has many limitations; second, the reform process has been plagued by delays, inconsistencies, and tensions that fragment the governance of these markets; and third, the politics driving the reforms have been extremely complicated. An authoritative overview of how this vast system is governed, Governing the World's Biggest Market looks at how the goals, limitations, and outcomes of post-crisis initiatives to regulate these markets have been influenced by a complex combination of transnational, inter-state, and domestic political dynamics. Moreover, this volume emphasizes how crucial regulatory reform is to stabilizing the global economy long-term.
Author | : Christopher Chen |
Publisher | : BRILL |
Total Pages | : 58 |
Release | : 2017-02-06 |
Genre | : Law |
ISBN | : 9004343415 |
Download Over-the-Counter Derivatives Regulation in Hong Kong and Singapore Book in PDF, ePub and Kindle
In this work, Christopher Chen examines and compares the regulation of over-the-counter derivatives in Hong Kong and Singapore regarding the reporting, clearing and trading mandates for regulating OTC derivatives in relation to developments in the US and Europe.
Author | : Mark Hsiao |
Publisher | : Thomson Carswell |
Total Pages | : 0 |
Release | : 2009 |
Genre | : Asset-backed financing |
ISBN | : 9780779821327 |
Download Financial Regulation of Banking Derivatives, Securitizations and Trusts in China Book in PDF, ePub and Kindle
The opening of China's vast and vibrant economy has necessitated the development of a great variety of financial institutions and products which ten years ago were unknown in China. This book explains derivatives regulations, securitizations and trust law in China which will give anyone interested in the Chinese financial market a clear picture of financial regulations and compliance. This book analyzes the relationship between the financial derivatives regulation, Basel II, and trusts and securitizations, and offers an additional complication by looking into regulations in China. --
Author | : William Charles Meehan |
Publisher | : |
Total Pages | : 750 |
Release | : 2015 |
Genre | : Clearing of securities |
ISBN | : 9780314638236 |
Download OTC Derivatives Regulation Under Dodd-Frank Book in PDF, ePub and Kindle
Author | : Alan N. Rechtschaffen |
Publisher | : Oxford University Press, USA |
Total Pages | : 513 |
Release | : 2019 |
Genre | : Capital market |
ISBN | : 0190879637 |
Download Capital Markets, Derivatives, and the Law Book in PDF, ePub and Kindle
Dramatic failures in individual markets and institutions sparked a global financial crisis that resulted in political, social, and economic unrest. In the United States, a host of legislative acts have completely reshaped the regulatory landscape. Capital Markets, Derivatives and the Law: Positivity and Preparation investigates the impact of the financial crisis on capital markets and regulation. With an emphasis on the structure and the workings of financial instruments, it considers market evolution after the crisis and the impact of Central Bank policy. In doing so, it provides the reader with the tools to recognize vulnerabilities in capital market trading activities. This edition serves as an essential guide to better understand the legal and business considerations of capital market participation. With useful definitions, case law examples, and expert insight into structures, regulation, and litigation strategies, Capital Markets, Derivatives and the Law: Positivity and Preparation offers readers invaluable tools to make prudent, well-informed decisions.