Handbook On Securities Laws PDF Download
Are you looking for read ebook online? Search for your book and save it on your Kindle device, PC, phones or tablets. Download Handbook On Securities Laws PDF full book. Access full book title Handbook On Securities Laws.
Author | : Gaurav Pingle |
Publisher | : Bloomsbury Publishing |
Total Pages | : 644 |
Release | : 2021-06-10 |
Genre | : Law |
ISBN | : 9354351158 |
Download Handbook on Securities Laws Book in PDF, ePub and Kindle
About the Book 'Securities Law' is not independent topic in itself and to understand the subject, the student or professional should be aware of some basic and important corporate law concepts e.g. company, types of companies (private company / public company), members /shareholders, shares, debentures, voting rights, listing of shares, prospectus, stock exchange, rights and obligations of shareholders and directors, etc. Handbook on Securities Laws cover these concepts in detail along with discussion on every section/clause of some important legislations like SEBI Act, 1992, Depositories Act, 1996 and Securities (Contract) Regulation Act, 1956. Wherever necessary, reference to the relevant provisions of the Companies Act and Rules, Rules and Regulations made under respective Acts and also SEBI's Annual Report has been given. Some of the key points and issues like powers of SEBI, penalty and adjudication under SEBI Act, UPSI and its materiality, etc. are discussed in the light of latest judgments of the Court or Tribunals.
Author | : James M. Bartos |
Publisher | : Kluwer Law International B.V. |
Total Pages | : 326 |
Release | : 2006-01-01 |
Genre | : Law |
ISBN | : 9041123628 |
Download United States Securities Law Book in PDF, ePub and Kindle
Capital raising, mergers and acquisitions and securities trading around the world often involve some connection with the United States and implicate the US securities laws. United States Securities Law: A Practical Guide ,offers a concise overview of US securities laws from the perspective of a non-US participant. It is written not only for lawyers but for managers, bankers and others with an interest in the topic. This new edition has been significantly updated and expanded, including for the SEC's recent offering reforms and corporate governance developments. Praise for the Second Edition: This book has been a valuable resource in effectively counselling my company in the intricacies of SEC regulation. Jim, with his many years of counselling foreign issuers out of his firms London office, writes with a perspective that is particularly relevant to the needs of foreign companies listed on US exchanges. George Miller, Executive Vice President and General Counsel, Novartis Corporation. A well written and useful primer for those looking for quick, practical answers to real life questions or who wish to understand better the background and rationale to US securities law and regulation. Leland Goss, Managing Director, Credit Suisse. This book really is a practical guide to the US securities laws. It does a great job of explaining the rules and regulations in a way that can be understood by readers that are not themselves US securities lawyers. Peter Castellon, Director andamp; Counsel, Citigroup Corporate andamp; Investment Banking.
Author | : Jerry W. Markham |
Publisher | : Edward Elgar Publishing |
Total Pages | : 563 |
Release | : 2014-07-31 |
Genre | : Business & Economics |
ISBN | : 1782540075 |
Download Research Handbook on Securities Regulation in the United States Book in PDF, ePub and Kindle
This fascinating Handbook provides a clear explanation of the securities market regulation regime in the United States. A diverse set of contributors offer a comprehensive overview of the regulatory process, Dodd-Frank, the principal securities statute
Author | : Marc I. Steinberg |
Publisher | : Oxford University Press |
Total Pages | : 361 |
Release | : 2021 |
Genre | : Law |
ISBN | : 0197583148 |
Download Rethinking Securities Law Book in PDF, ePub and Kindle
"This book focuses on a very timely and important subject that merit s comprehensive analysis: "rethinking" the securities laws, with particular emphasis on the Securities Act and Securities Exchange Act. The system of securities regulation that prevails today in the United States is one that has been formed through piecemeal federal legislation, Securities and Exchange Commission (SEC) in vocation of its administrative authority, and self-regulatory episodic action. As a consequence, the presence of consistent and logical regulation all too often is lacking. In both transactional and litigation settings, with frequency, mandates apply that are erratic and antithetical to sound public policy. Over four decades ago, the American Law Institute (ALI) adopted the ALI Federal Securities Code. The Code has not been enacted by Congress and its prospects are dim. Since that time, no treatise, monograph, or other source comprehensively has focused on this meritorious subject. The objective of this book is to identify the deficiencies that exist under the current regimen, address their failings, provide recommendations for rectifying these deficiencies, and set forth a thorough analysis for remediation in order to prescribe a consistent and sound securities law framework. By undertaking this challenge, the book provides an original and valuable resource for effectuating necessary law reform that should prove beneficial to the integrity of the U.S. capital markets, effective and fair government and private enforcement, and the enhancement of investor protection"--
Author | : Harold S. Bloomenthal |
Publisher | : |
Total Pages | : 1872 |
Release | : 2007 |
Genre | : Corporation law |
ISBN | : |
Download Securities Law Handbook Book in PDF, ePub and Kindle
Author | : Harold S. Bloomenthal |
Publisher | : West Group Publishing |
Total Pages | : 1285 |
Release | : 1991 |
Genre | : Corporation law |
ISBN | : 9780876328002 |
Download Securities Law Handbook 1991-92 Edition Book in PDF, ePub and Kindle
Author | : |
Publisher | : |
Total Pages | : |
Release | : 2003 |
Genre | : |
ISBN | : |
Download Securities Law Handbook Book in PDF, ePub and Kindle
Author | : Robert A. Fippinger |
Publisher | : |
Total Pages | : 480 |
Release | : 1988 |
Genre | : Bonds |
ISBN | : |
Download The Securities Law of Public Finance Book in PDF, ePub and Kindle
Author | : Marcus Best |
Publisher | : |
Total Pages | : 0 |
Release | : 2010 |
Genre | : Securities |
ISBN | : 9789041132345 |
Download International Securities Law Handbook Book in PDF, ePub and Kindle
Numerous changes, large and small, in securities laws and regulations in many jurisdictions necessitate periodic new editions of this unique and much relied upon source of information for global investors. In this, the third edition, the objective
Author | : Gary M. Brown |
Publisher | : |
Total Pages | : 0 |
Release | : 2013-01-16 |
Genre | : Going public (Securities) |
ISBN | : 9781402418969 |
Download Securities Law and Practice Deskbook Book in PDF, ePub and Kindle
In one concise volume, the new sixth edition of Securities Law and Practice Deskbook contains thorough but accessible insight into securities law and regulation, including the sweeping Dodd-Frank changes and the Commission's recent enactment of the "proxy access" rules. Featuring step-by-step checklists that spotlight what you should and should not do as an adviser in the securities arena, this practical treatise enables you to help corporate entities * Deal effectively with the Securities Act registration process -- focusing on the procedures, disclosure requirements, and documents involved, including the drafting of prospectuses, the due diligence necessary to ensure accuracy, and electronic filing * Handle registration and reporting under the Exchange Act -- both initial and mandated periodic reporting, including the revisions made under both Sarbanes-Oxley and the recent financial reform legislation * Minimize liability risks under the Exchange Act -- by understanding what triggers violations under Rule 10b-5, Section 16(b), and Section 14, and by avoiding such practices as churning and market manipulation Securities Law and Practice Deskbook covers the recent legislative, regulatory and judicial changes that * Revised the net worth standard of qualifying as an accredited investor * Increased the SEC's ability to impose penalties in cease-and-desist proceedings * Requires the creation of "claw-back" provisions in listed company compensation plans * Significantly revised "proxy access" and "proxy voting" regulations