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Implementing Financial Regulation

Implementing Financial Regulation
Author: Joanna Gray
Publisher: John Wiley & Sons
Total Pages: 286
Release: 2006-05-01
Genre: Business & Economics
ISBN: 0470869305

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Now that the Financial Services and Markets Act 2000 has had a chance to bed itself down and the Financial Services Authority (FSA) is developing its new regulatory toolkit and modus operandi, financial regulation has moved on in interesting directions. This book takes a critical look at the principles and practices behind this regulation, as well as the theory that is involved. This book goes further than a description of the laws that are currently out there, by analysing the impact and implications of the new financial regulations, making it a ’must-read’ for law, finance and accounting practitioners. Coverage includes: Regulation and compliance; disclosure risk and regulation and stakeholders in financial regulation.


Principles of Financial Regulation

Principles of Financial Regulation
Author: John Armour
Publisher: Oxford University Press
Total Pages: 698
Release: 2016
Genre: Business & Economics
ISBN: 0198786476

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Examining the subject from a holistic and multidisciplinary perspective, Principles of Financial Regulation considers the underlying policies and the objectives of financial regulation.


EU Banking and Financial Regulation

EU Banking and Financial Regulation
Author: Jean-Baptiste Poulle
Publisher: Edward Elgar Publishing
Total Pages: 761
Release: 2024-03-14
Genre: Law
ISBN: 1035301954

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EU Banking and Financial Regulation presents a comprehensive and systematic overview of the major directives and regulations which currently govern the EUÕs banking and finance industries. Offering a depiction of the main EU rules, this timely book not only addresses the various banking and financial legislations relating to EU supervisors, banks and financial markets, but also considers more peripheral issues such as anti-money laundering, whilst referring to important case law.


Dodd-frank Wall Street Reform And Consumer Protection Act: Purpose, Critique, Implementation Status And Policy Issues

Dodd-frank Wall Street Reform And Consumer Protection Act: Purpose, Critique, Implementation Status And Policy Issues
Author: Douglas D Evanoff
Publisher: World Scientific
Total Pages: 319
Release: 2014-06-13
Genre: Law
ISBN: 9814590053

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In this volume, what are thought to be some of the more important aspects of the Dodd-Frank Act are discussed from a number of perspectives, including that of industry scholars who have been actively involved in evaluating financial regulation, regulators who are responsible for implementing the reform, financial policy experts representing think tanks and banking trade associations, congressmen and congressional staff involved with developing the legislation, and legal scholars. The volume summarizes the act, evaluates how the new regulations are being implemented and how the implementation process is progressing, and discusses modifications that, in the views of the authors, might be needed to more effectively achieve the stated goals of the legislation.