A Practitioners Guide To The Regulation Of Investment Banking PDF Download
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Author | : Simon Gleeson |
Publisher | : |
Total Pages | : 465 |
Release | : 2013-11-12 |
Genre | : Banking law |
ISBN | : 9780414028135 |
Download A Practitioner's Guide to the Regulation of Investment Banking Book in PDF, ePub and Kindle
A complete guide to the regulation of investment banking activities. Since publication of the 2nd edition in 2007 there have been a number of very significant developments which will fundamentally affect the way that investment banking is conducted in the UK, Europe and internationally. The 3rd edition has been substantially restructured and revised to take into account these developments, including the Vickers Report, Basel III, MiFID II and the Dodd Frank Act in the US.
Author | : Nigel Boardman |
Publisher | : |
Total Pages | : 399 |
Release | : 2006 |
Genre | : Investment banking |
ISBN | : 9781905121038 |
Download A Practitioner's Guide to the FSA Regulation of Investment Banking Book in PDF, ePub and Kindle
A guide to the changes affecting corporate finance regulation with an emphasis on the investment banking sector. Written by a team of leading practitioners, it provides insight into the implications of the regulatory environment for a range of corporate finance activities. It is suitable for lawyers, accountants, and corporate finance personnel.
Author | : Nigel Boardman |
Publisher | : |
Total Pages | : 427 |
Release | : 2002 |
Genre | : Investment banking |
ISBN | : 9781898830559 |
Download A Practitioner's Guide to the FSA Regulation of Investment Banking Book in PDF, ePub and Kindle
The investment banking industry is increasingly broad-based and covers many corporate finance activities such as debt and equity financings, leveraged buy-outs and mergers and acquisitions. With the Financial Services Authority's regime now underway, it remains essential that practitioners and others continue to have a proper understanding of the regulation and legislation underpinning the implementation of these activities - as well as an awareness of the regulation defining categories of customer, financial promotion, market abuse, misleading statements and practices. This book is written by a team of experts covering the range of corporate finance and advisory activities.
Author | : Brian O'Loughlin |
Publisher | : Routledge |
Total Pages | : 436 |
Release | : 2019-05-20 |
Genre | : Business & Economics |
ISBN | : 1351667572 |
Download Fundamentals of Investment Book in PDF, ePub and Kindle
Post the Financial Crash, the role of regulation and the impact of regulation on all aspects of the financial industry has broadened and intensified. This book offers a comprehensive review of the operations of the industry post-financial crisis from a variety of perspectives. This new edition builds upon the authors’ predecessor book, Fundamentals of Investment: An Irish Perspective. The core of the original text is retained particularly concerning fundamental concepts such as discounted cash flow valuation techniques. Changes in this new text are driven by two important factors. First, the long shadow of the Global Financial Crisis and the ensuing Great Recession continues to impact economies and financial markets. Second, the new text adopts a more international perspective with a focus on the UK and Ireland. The authors present the reader with a clear linkage between investment theory and concepts (the ‘fundamentals’) and the practical application of these concepts to the financial planning and advisory process. This practical perspective is driven by the decades-long fund management and stockbroking experience of the authors. Investment knowledge is a core competence required by large numbers of organisations and individuals in the financial services industry. This new edition will be an invaluable resource for financial advisers, financial planners and those engaged in advisory and/or support functions across the investment industry. Those taking investment modules in third-level educational institutes will find this book to be a useful complement to the more academically focused textbooks.
Author | : Tim Cornick |
Publisher | : |
Total Pages | : 284 |
Release | : 2004 |
Genre | : Financial services industry |
ISBN | : 9781898830887 |
Download A Practitioner's Guide to the FSA Regulation of Designated Investment Business Book in PDF, ePub and Kindle
The second edition of 'A Practitioner's Guide to the FSA Regulation of Designated Investment Business' deals with the specific issues that are relevant to regulated firms on a daily basis. It analyses the investments that are regulated, considers the impact of the Conduct of Business Rules and looks occupational pension schemes and more.
Author | : |
Publisher | : |
Total Pages | : 710 |
Release | : 1985 |
Genre | : Securities |
ISBN | : |
Download Securities Underwriting Book in PDF, ePub and Kindle
Author | : Dick Frase |
Publisher | : Sweet & Maxwell |
Total Pages | : 365 |
Release | : 2012 |
Genre | : Business & Economics |
ISBN | : 0414049411 |
Download A Practitioner's Guide to Conflicts of Interest in the Financial Services Industry Book in PDF, ePub and Kindle
This title examines in a practical manner the complex law and regulations that now exist in the United Kingdom, the United States of America and various other important jurisdictions concerning the concept of conflicts of interest and how the principles have been applied in the financial services industry
Author | : |
Publisher | : |
Total Pages | : 486 |
Release | : 2006 |
Genre | : Banking law |
ISBN | : 9781905121045 |
Download A Practitioner's Guide to the FSA Regulation of Banking Book in PDF, ePub and Kindle
Offers practical advice on complying with FSA regime. This book examines, amongst other areas, credit risk, liquidity risk and operational risk, as well as providing commentary on the authorisation and supervision process.
Author | : |
Publisher | : |
Total Pages | : 450 |
Release | : 2016-11-30 |
Genre | : |
ISBN | : 9780414061286 |
Download A Practitioner's Guide to Banking Regulation Book in PDF, ePub and Kindle
Author | : James Richardson, Jr. |
Publisher | : |
Total Pages | : 0 |
Release | : 2010-11-18 |
Genre | : Criminal procedure |
ISBN | : 9780414043534 |
Download Archbold 2011 Book in PDF, ePub and Kindle
A Practitioner's Guide to the Regulation of Investment Banking is a complete guide to the regulation of investment banking activities. Since publication of the 2nd edition in 2007 there have been a number of very significant developments which will fundamentally affect the way that investment banking is conducted in the UK, Europe and internationally. This new edition has been substantially restructured and revised to take into account these developments, including the Vickers Report, Basel III, MiFID II and the Dodd Frank Act in the US. It is written by a team of leading practitioners who are among the best-known advisers in the City