A Practitioners Guide To The Fsa Regulation Of Insurance PDF Download
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Author | : |
Publisher | : |
Total Pages | : 383 |
Release | : 2002 |
Genre | : Financial services industry |
ISBN | : |
Download A Practitioner's Guide to the FSA Regulation of Insurance Book in PDF, ePub and Kindle
Author | : John Young |
Publisher | : |
Total Pages | : 449 |
Release | : 2004 |
Genre | : Financial services industry |
ISBN | : 9781898830863 |
Download A Practitioner's Guide to the FSA Regulation of Insurance Book in PDF, ePub and Kindle
This second edition includes updated and essential information on the regulation of the sale and administration of non-life insurance, and reflects the FSA's full responsibility for regulating insurance companies.
Author | : CHARLES. RIX |
Publisher | : |
Total Pages | : |
Release | : 2020 |
Genre | : |
ISBN | : 9780414075702 |
Download C&F PRAC GUIDE TO REG INSURANCE E6 Book in PDF, ePub and Kindle
Author | : Andrew Winckler |
Publisher | : |
Total Pages | : 696 |
Release | : 2006 |
Genre | : Securities |
ISBN | : 9781905121083 |
Download A Practitioner's Guide to the FSA Handbook Book in PDF, ePub and Kindle
A Practitioner's Guide to the FSA Handbook is the leading guide and commentary to the FSA's Handbook of Rules and Guidance. Written by a team of twelve authors who are among the leading figures in financial services law and regulation in the UK, it provides clear and comprehensive guidance to the rules, explained in a practical business context. This fourth edition has been completely updated to include: the introduction of the Integrated Prudential Sourcebook for insurers; implementation of the Market Abuse Directive, and the revision of the rules on market conduct; the FSA's responsibility for mortgage and general insurance intermediation; new requirements resulting from the Treating Customers Fairly agenda; implementation of the UCITS III Directive; and changes in the FSA's enforcement regime. Coverage is also given of anticipated changes to the Handbook that will flow from the Markets in Financial Instruments Directive (MiFID) and the Capital Requirements Directive (CRD), and the proposed simplification of the Handbook as part of the Better Regulation project. The book closely follows the structure of the Handbook for ease of use. authority including compliance officers; lawyers; finance directors; managers and directors of regulated businesses and their advisers; accountants and financial services consultants.
Author | : |
Publisher | : |
Total Pages | : 322 |
Release | : 2004-12-31 |
Genre | : Insurance |
ISBN | : 9781898830870 |
Download A Practitioner's Guide to the FSA Regulation of Lloyd's Book in PDF, ePub and Kindle
This title should provide useful for anyone involved in the Lloyd's market because it explains the FSA's role and the practical implications and experiences to date in dealing with the two-tier regulatory regime: the FSA and Lloyd's.
Author | : CHARLES. RIX |
Publisher | : |
Total Pages | : |
Release | : 2021 |
Genre | : |
ISBN | : 9780414087491 |
Download PRACTITIONER'S GUIDE TO THE REGULATION OF INSURANCE. Book in PDF, ePub and Kindle
Author | : Nigel Boardman |
Publisher | : |
Total Pages | : 399 |
Release | : 2006 |
Genre | : Investment banking |
ISBN | : 9781905121038 |
Download A Practitioner's Guide to the FSA Regulation of Investment Banking Book in PDF, ePub and Kindle
A guide to the changes affecting corporate finance regulation with an emphasis on the investment banking sector. Written by a team of leading practitioners, it provides insight into the implications of the regulatory environment for a range of corporate finance activities. It is suitable for lawyers, accountants, and corporate finance personnel.
Author | : |
Publisher | : |
Total Pages | : 486 |
Release | : 2006 |
Genre | : Banking law |
ISBN | : 9781905121045 |
Download A Practitioner's Guide to the FSA Regulation of Banking Book in PDF, ePub and Kindle
Offers practical advice on complying with FSA regime. This book examines, amongst other areas, credit risk, liquidity risk and operational risk, as well as providing commentary on the authorisation and supervision process.
Author | : City & Financial Conferences |
Publisher | : |
Total Pages | : |
Release | : 2002 |
Genre | : Insurance law |
ISBN | : |
Download The Reform of the Regulatory Regime for Insurance Book in PDF, ePub and Kindle
Author | : Nigel Boardman |
Publisher | : |
Total Pages | : 427 |
Release | : 2002 |
Genre | : Investment banking |
ISBN | : 9781898830559 |
Download A Practitioner's Guide to the FSA Regulation of Investment Banking Book in PDF, ePub and Kindle
The investment banking industry is increasingly broad-based and covers many corporate finance activities such as debt and equity financings, leveraged buy-outs and mergers and acquisitions. With the Financial Services Authority's regime now underway, it remains essential that practitioners and others continue to have a proper understanding of the regulation and legislation underpinning the implementation of these activities - as well as an awareness of the regulation defining categories of customer, financial promotion, market abuse, misleading statements and practices. This book is written by a team of experts covering the range of corporate finance and advisory activities.